0001102624-14-001971.txt : 20141203
0001102624-14-001971.hdr.sgml : 20141203
20141203080026
ACCESSION NUMBER: 0001102624-14-001971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141201
FILED AS OF DATE: 20141203
DATE AS OF CHANGE: 20141203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 141262148
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 44TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-12-01
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH STREET, 42ND FLOOR
NEW YORK
NY
10016
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock
2014-12-01
4
P
0
115000
9.078
A
4701210.012
D
/S/ John Barry
2014-12-03