0001102624-14-001971.txt : 20141203 0001102624-14-001971.hdr.sgml : 20141203 20141203080026 ACCESSION NUMBER: 0001102624-14-001971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 141262148 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-12-01 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2014-12-01 4 P 0 115000 9.078 A 4701210.012 D /S/ John Barry 2014-12-03