0001102624-14-000421.txt : 20140321
0001102624-14-000421.hdr.sgml : 20140321
20140321105654
ACCESSION NUMBER: 0001102624-14-000421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140320
FILED AS OF DATE: 20140321
DATE AS OF CHANGE: 20140321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 14708979
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 44TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-20
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH STREET, 44TH FLOOR
NEW YORK
NY
10016
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock
2014-03-20
4
P
0
100000
10.86
A
3793385.36
D
/s/ John F. Barry
2014-03-21