0001102624-12-000730.txt : 20120911 0001102624-12-000730.hdr.sgml : 20120911 20120911160806 ACCESSION NUMBER: 0001102624-12-000730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120910 FILED AS OF DATE: 20120911 DATE AS OF CHANGE: 20120911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eliasek M Grier CENTRAL INDEX KEY: 0001294355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 121085752 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 E. 40TH STREET, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-09-10 0 0001287032 PROSPECT CAPITAL CORP PRY 0001294355 Eliasek M Grier 10 E. 40TH STREET, 44TH FLOOR NEW YORK NY 10016 1 1 0 0 Chief Operating Officer 6.95% Senior Notes due 2022 2012-09-10 4 P 0 35220 25.1 A 35220 D This transaction was executed in multiple trades at prices ranging from $25.0599 to $25.13. The price reported above reflects the weighted average purchase price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. M Grier Eliasek 2012-09-11