0001102624-12-000730.txt : 20120911
0001102624-12-000730.hdr.sgml : 20120911
20120911160806
ACCESSION NUMBER: 0001102624-12-000730
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120910
FILED AS OF DATE: 20120911
DATE AS OF CHANGE: 20120911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eliasek M Grier
CENTRAL INDEX KEY: 0001294355
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 121085752
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 E. 40TH STREET, 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-09-10
0
0001287032
PROSPECT CAPITAL CORP
PRY
0001294355
Eliasek M Grier
10 E. 40TH STREET, 44TH FLOOR
NEW YORK
NY
10016
1
1
0
0
Chief Operating Officer
6.95% Senior Notes due 2022
2012-09-10
4
P
0
35220
25.1
A
35220
D
This transaction was executed in multiple trades at prices ranging from $25.0599 to $25.13. The price reported above reflects the weighted average purchase price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
M Grier Eliasek
2012-09-11