0001102624-11-000556.txt : 20110906
0001102624-11-000556.hdr.sgml : 20110905
20110906185155
ACCESSION NUMBER: 0001102624-11-000556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110901
FILED AS OF DATE: 20110906
DATE AS OF CHANGE: 20110906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 111076774
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 44TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-09-01
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH STREET, 44TH FLOOR
NEW YORK
NY
10016
1
1
0
0
Chief Executive Officer
DIVIDENDS REINVESTED
2011-07-22
4
P
0
118765.0484
10.79
A
1290847.9691
D
SHARES ACQUIRED FROM PCM
2011-07-27
4
J
0
1132748.5292
9.68
A
2423596.4983
D
DIVIDENDS REINVESTED
2011-08-26
4
P
0
28049.3817
8.71
A
2451645.88
D
COMMON STOCK
2011-09-01
4
P
0
206300
8.65
A
2657945.88
D
COMMON STOCK
2011-09-01
4
P
0
28700
8.64
A
2686446.88
D
PCM or Prospect Capital Management is wholly owned by John F. Barry and shares previously purchased by PCM were transferred to Mr. Barry's personal holdings
Shares and price presented is the average price for shares acquired 9/22/2010 to 7/22/2011
John F. Barry
2011-09-01