0001102624-11-000556.txt : 20110906 0001102624-11-000556.hdr.sgml : 20110905 20110906185155 ACCESSION NUMBER: 0001102624-11-000556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 111076774 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-01 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH STREET, 44TH FLOOR NEW YORK NY 10016 1 1 0 0 Chief Executive Officer DIVIDENDS REINVESTED 2011-07-22 4 P 0 118765.0484 10.79 A 1290847.9691 D SHARES ACQUIRED FROM PCM 2011-07-27 4 J 0 1132748.5292 9.68 A 2423596.4983 D DIVIDENDS REINVESTED 2011-08-26 4 P 0 28049.3817 8.71 A 2451645.88 D COMMON STOCK 2011-09-01 4 P 0 206300 8.65 A 2657945.88 D COMMON STOCK 2011-09-01 4 P 0 28700 8.64 A 2686446.88 D PCM or Prospect Capital Management is wholly owned by John F. Barry and shares previously purchased by PCM were transferred to Mr. Barry's personal holdings Shares and price presented is the average price for shares acquired 9/22/2010 to 7/22/2011 John F. Barry 2011-09-01