0001102624-11-000555.txt : 20110906 0001102624-11-000555.hdr.sgml : 20110905 20110906185008 ACCESSION NUMBER: 0001102624-11-000555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 111076773 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-01 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH STREET, 44TH FLOOR NEW YORK NY 10016 1 1 0 0 Chief Executive Officer COMMON STOCK - DIVIDENDS REINVESTED 2011-07-22 4 J 0 306113.2222 10.65 A 1132748.5292 I By PCM COMMON STOCK - TRANSFERRED TO JOHN BARRY PERSONAL ACCOUNT 2011-07-27 4 J 0 1132748.5292 9.68 D 0 I By PCM PCM or Prospect Capital Management LLC is wholly owned by John F. Barry Shares acquired through PSEC Dividend Reinvestment Plan from 4/1/2009 to 7/22/2011, average price is presented Shares transferred to John F. Barry personal holdings John F. Barry 2011-09-01