0001102624-11-000555.txt : 20110906
0001102624-11-000555.hdr.sgml : 20110905
20110906185008
ACCESSION NUMBER: 0001102624-11-000555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110901
FILED AS OF DATE: 20110906
DATE AS OF CHANGE: 20110906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 111076773
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 44TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-09-01
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH STREET, 44TH FLOOR
NEW YORK
NY
10016
1
1
0
0
Chief Executive Officer
COMMON STOCK - DIVIDENDS REINVESTED
2011-07-22
4
J
0
306113.2222
10.65
A
1132748.5292
I
By PCM
COMMON STOCK - TRANSFERRED TO JOHN BARRY PERSONAL ACCOUNT
2011-07-27
4
J
0
1132748.5292
9.68
D
0
I
By PCM
PCM or Prospect Capital Management LLC is wholly owned by John F. Barry
Shares acquired through PSEC Dividend Reinvestment Plan from 4/1/2009 to 7/22/2011, average price is presented
Shares transferred to John F. Barry personal holdings
John F. Barry
2011-09-01