UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended September 30, 2012
or
¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number: 001-34846
RealPage, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 75-2788861 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) | |
4000 International Parkway Carrollton, Texas |
75007-1951 | |
(Address of principal executive offices) | (Zip Code) |
(972) 820-3000
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | x | Accelerated filer | ¨ | |||
Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | ¨ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
Indicate the number of shares outstanding of each of the issuers classes of common stock, as of the latest practicable date.
Class |
Outstanding at October 31, 2012 | |
Common Stock, $0.001 par value | 75,433,360 |
EXPLANTORY NOTE
RealPage, Inc. (the Registrant) is filing this amendment (the Form 10-Q/A) to our Quarterly Report on Form 10-Q for the quarter ended September 30, 2012 (the Form 10-Q), filed with the U.S. Securities and Exchange Commission on November 9, 2012, solely to correct errors on Exhibits 32.1 and 32.2. The certifications in each of Exhibits 32.1 and 32.2 incorrectly indicate that the Form 10-Q covered the period ended June 30, 2012 rather than the period ended September 30, 2012. Exhibits 32.1 and 32.2 of this Form 10-Q/A correctly indicate that the period covered by the Form 10-Q, as amended by this Form 10-Q/A, is for the period ended September 30, 2012.
This Form 10-Q/A should be read in conjunction with the original Form 10-Q, which continues to speak as of the date of the Form 10-Q. Except as specifically noted above, this Form 10-Q/A does not modify or update disclosures in the original Form 10-Q. Accordingly, this Form 10-Q/A does not reflect events occurring after the filing of the Form 10-Q or modify or update any related or other disclosures.
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PART IIOTHER INFORMATION
Item 6. | Exhibits. |
The exhibits required to be furnished pursuant to Item 6 are listed in the Exhibit Index filed herewith, which Exhibit Index is incorporated herein by reference.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: November 9, 2012
RealPage, Inc. | ||
By | /s/ Timothy J. Barker | |
Timothy J. Barker | ||
Chief Financial Officer and Treasurer |
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EXHIBIT INDEX
Incorporated by Reference | ||||||||||
Exhibit Number |
Exhibit Description |
Form | Date | Number | Filed Herewith | |||||
3.1 | Amended and Restated Certificate of Incorporation of the Registrant | S-1 | 07/26/2010 | 3.2 | ||||||
3.2 | Amended and Restated Bylaws of the Registrant | S-1 | 07/26/2010 | 3.4 | ||||||
4.1 | Form of Common Stock certificate of the Registrant | S-1 | 07/26/2010 | 4.1 | ||||||
4.2 | Shareholders Agreement among the Registrant and certain stockholders, dated December 1, 1998, as amended July 16, 1999 and November 3, 2000 | S-1 | 04/29/2010 | 4.2 | ||||||
4.3 | Second Amended and Restated Registration Rights Agreement among the Registrant and certain stockholders, dated February 22, 2008 | S-1 | 04/29/2010 | 4.3 | ||||||
4.4 | Registration Rights Agreement among the Registrant and certain stockholders, dated July 29, 2012 | S-3 | 09/13/2012 | 4.4 | ||||||
10.1 | Amended and Restated Employment Agreement between the Registrant and Janine Steiner Jovanovic, dated August 1, 2012 | S-3 | 09/13/2012 | 99.1 | ||||||
10.2 | Amended and Restated Employment Agreement between the Registrant and William P. Chaney, dated August 1, 2012 | S-3 | 09/13/2012 | 99.2 | ||||||
10.3 | Amended and Restated Employment Agreement between the Registrant and Alex Chang, dated August 1, 2012 | S-3 | 09/13/2012 | 99.3 | ||||||
10.4 | First Amendment to Amended and Restated Credit Agreement by and among the Registrant, Wells Fargo Capital Finance, LLC and the lenders party thereto, dated September 12, 2012 | S-3 | 09/13/2012 | 99.4 | ||||||
10.5 | Underwriting Agreement by and among the Registrant, the Selling Stockholders party thereto and Credit Suisse Securities (USA) LLC, dated September 14, 2012 | 8-K | 09/19/2012 | 1.01 | ||||||
31.1 | Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 153-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | 10-Q | 11/09/2012 | 31.1 | ||||||
31.2 | Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 153-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | 10-Q | 11/09/2012 | 31.2 | ||||||
32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* | |||||||||
32.2 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* | |||||||||
101.INS | Instance | 10-Q | 11/09/2012 | 101.INS | ||||||
101.SCH | Taxonomy Extension Schema | 10-Q | 11/09/2012 | 101.SCH | ||||||
101.CAL | Taxonomy Extension Calculation | 10-Q | 11/09/2012 | 101.CAL | ||||||
101.LAB | Taxonomy Extension Labels | 10-Q | 11/09/2012 | 101.LAB | ||||||
101.PRE | Taxonomy Extension Presentation | 10-Q | 11/09/2012 | 101.PRE | ||||||
101.DEF | Taxonomy Extension Definition | 10-Q | 11/09/2012 | 101.DEF |
* | Furnished herewith |
| In accordance with Rule 406T of Regulation S-T, the information in these exhibits is furnished and not deemed filed or a part of a registration statement or prospectus for purposes of Section 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, except as set forth by specific reference in such filing. |
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Exhibit 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of RealPage, Inc. (the Company) on Form 10-Q for the period ending September 30, 2012 (the Report), I, Stephen T. Winn, Chairman of the Board, Chief Executive Officer and Director of RealPage Inc., certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge:
(1) | the Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
(2) | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of RealPage, Inc. |
Date: November 9, 2012
/s/ Stephen T. Winn |
Stephen T. Winn |
Chairman of the Board, Chief Executive Officer and Director |
A signed original of this written statement required by Section 906 has been provided to RealPage, Inc. and will be retained by RealPage, Inc. and furnished to the Securities and Exchange Commission or its staff upon request. The foregoing certification is being furnished solely pursuant to 18 U.S.C. Section 1350 and is not being filed as part of the Report or as a separate disclosure document.
Exhibit 32.2
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of RealPage, Inc. (the Company) on Form 10-Q for the period ending September 30, 2012 (the Report), I, Timothy J. Barker, Chief Financial Officer and Treasurer of RealPage, Inc, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge:
(1) | the Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
(2) | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of RealPage, Inc. |
Date: November 9, 2012
/s/ Timothy J. Barker |
Timothy J. Barker |
Chief Financial Officer |
A signed original of this written statement required by Section 906 has been provided to RealPage, Inc. and will be retained by RealPage, Inc. and furnished to the Securities and Exchange Commission or its staff upon request. The foregoing certification is being furnished solely pursuant to 18 U.S.C. Section 1350 and is not being filed as part of the Report or as a separate disclosure document.