0001593678-18-000016.txt : 20180305 0001593678-18-000016.hdr.sgml : 20180305 20180305172809 ACCESSION NUMBER: 0001593678-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALT PETER CENTRAL INDEX KEY: 0001286180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37870 FILM NUMBER: 18667536 MAIL ADDRESS: STREET 1: 6922 HOLLYWOOD BLVD., 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TiVo Corp CENTRAL INDEX KEY: 0001675820 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 611793262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 FORMER COMPANY: FORMER CONFORMED NAME: Titan Technologies Corp DATE OF NAME CHANGE: 20160527 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-01 0001675820 TiVo Corp TIVO 0001286180 HALT PETER C/O TIVO CORPORATION 2160 GOLD STREET SAN JOSE CA 95002 0 1 0 0 CFO Common Stock 2018-03-01 4 M 0 7000 .001 A 180002 D Common Stock 2018-03-01 4 M 0 4574 .001 A 184576 D Common Stock 2018-03-01 4 M 0 6916 .001 A 191492 D Common Stock 2018-03-01 4 M 0 5044 .001 A 196536 D Common Stock 2018-03-01 4 F 0 10507 14.70 D 186029 D Restricted Stock Units 2018-03-01 4 M 0 7000 0 D 2018-03-01 2019-03-01 Common Stock 7000 7000 D Restricted Stock Units 2018-03-01 4 M 0 4574 0 D 2018-03-01 2020-03-01 Common Stock 4574 9149 D Restricted Stock Units 2018-03-01 4 M 0 6916 0 D 2018-03-01 2018-03-01 Common Stock 6916 0 D Restricted Stock Units 2018-03-01 4 M 0 5044 0 D 2018-03-01 2019-03-01 Common Stock 5044 5043 D Granted March 1, 2015, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date. Includes 872 shares purchased on January 31, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Granted March 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date. Pursuant to a performance award agreement granted on March 1, 2015, performance was measured through September 7, 2016 (the TiVo acquisition date) and vested on a pro rata basis based on the period from the grant date to the TiVo acquisition date compared to the original service period ending on March 1, 2018. The remainder of the award vests 50% on March 1, 2017 and March 1, 2018. Pursuant to a performance award agreement granted on March 1, 2016, performance was measured through September 7, 2016 (the TiVo acquisition date) and vested on a pro rata basis based on the period from the grant date to the TiVo acquisition date compared to the original service period ending on March 1, 2019. The remainder of the award vests 33% on March 1, 2017, March 1, 2018 and March 1, 2019. Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. Anna Felix Attorney-in-Fact for Peter Halt 2018-03-05