0001593678-17-000013.txt : 20170303
0001593678-17-000013.hdr.sgml : 20170303
20170303174656
ACCESSION NUMBER: 0001593678-17-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TiVo Corp
CENTRAL INDEX KEY: 0001675820
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 611793262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 408-562-8400
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Titan Technologies Corp
DATE OF NAME CHANGE: 20160527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALT PETER
CENTRAL INDEX KEY: 0001286180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37870
FILM NUMBER: 17665565
MAIL ADDRESS:
STREET 1: 6922 HOLLYWOOD BLVD., 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90028
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-01
0001675820
TiVo Corp
TIVO
0001286180
HALT PETER
C/O TIVO CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
CFO
Common Stock
2017-03-01
4
M
0
19034
.001
A
161330
D
Common Stock
2017-03-01
4
A
0
3466
.001
A
164796
D
Common Stock
2017-03-01
4
M
0
25000
.001
A
189796
D
Common Stock
2017-03-01
4
A
0
2434
.001
A
192230
D
Common Stock
2017-03-01
4
M
0
7000
.001
A
199230
D
Common Stock
2017-03-01
4
M
0
4574
.001
A
203804
D
Common Stock
2017-03-01
4
M
0
6916
.001
A
210720
D
Common Stock
2017-03-01
4
M
0
5044
.001
A
215764
D
Common Stock
2017-03-01
4
F
0
43634
18.95
D
172130
D
Performance Rights
2017-03-01
4
M
0
19034
0
D
2017-03-01
2017-03-01
Common Stock
19034
0
D
Performance Rights
2017-03-01
4
M
0
25000
0
D
2017-03-01
2017-03-01
Common Stock
25000
0
D
Restricted Stock Units
2017-03-01
4
M
0
7000
0
D
2017-03-01
2019-03-01
Common Stock
7000
14000
D
Restricted Stock Units
2017-03-01
4
M
0
4574
0
D
2017-03-01
2020-03-01
Common Stock
4574
13723
D
Retricted Stock Units
2017-03-01
4
M
0
6916
0
D
2017-03-01
2018-03-01
Common Stock
6916
6916
D
Restricted Stock Units
2017-03-01
4
M
0
5044
0
D
2017-03-01
2019-03-01
Common Stock
5044
10087
D
Awarded 150% of target based upon performance metrics from the March 1, 2013 performance grant. 22,500 shares are releaseable on March 1, 2017. 19,034 shares released from the March 1, 2013 performance grant; additional 3,466 shares represent shares issued to fulfill earned shares in excess of target.
Includes 2,370 shares purchased on January 31, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
Awarded 145% of target based upon performance metrics from the March 1, 2014 performance grant. 27,434 shares are releaseable on March 1, 2017. 25,000 shares released from the March 1, 2014 performance grant; additional 2,434 shares represent shares issued to fulfill earned shares in excess of target.
Granted March 1, 2015, this restricted stock unit grant vests over 4 years with 25% vesting on each of the annual anniversaries of the grant date.
Granted March 1, 2016, this restricted stock unit grant vests over 4 years with 25% vesting on each of the annual anniversaries of the grant date.
Granted March 1, 2015, this performance award was based entirely on a three-year performance period and was eligible to vest after three years based upon the achievement of the following two factors, each weighted equally: (i) a three-year relative TSR metric of percentile ranking against a peer group established by our compensation committee, and (ii) three-year revenue compound annual growth rate and margin targets. Pursuant to the award agreement, upon the completion of the TiVo acquisition on September 7, 2016, performance was calculated for the period ending on that date and vested on a pro rata basis based on the proportion of (a) the number of days of service rendered from March 1, 2015 to September 7, 2016 to (b) the total number of days from March 1, 2015 to March 1, 2018. Accordingly, 14,168 shares were cancelled. Any unvested shares thereafter vest ratably through March 1, 2018, subject to continued service to the Company.
Granted March 1, 2016, this performance award was based entirely on a three-year performance period and was eligible to vest after three years based upon the achievement of the following two factors, each weighted equally: (i) a three-year relative TSR metric of percentile ranking against a peer group established by our compensation committee, and (ii) three-year revenue compound annual growth rate and margin targets. Pursuant to the award agreement, upon the completion of the TiVo acquisition on September 7, 2016, performance was calculated for the period ending on that date and vested on a pro rata basis based on the proportion of (a) the number of days of service rendered from March 1, 2016 to September 7, 2016 to (b) the total number of days from March 1, 2016 to March 1, 2019. Any unvested shares thereafter vest ratably through March 1, 2019, subject to continued service to the Company.
Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock.
Each restricted stock award share represents a contingent right to receive one share of TIVO common stock.
Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.
Anna Felix Attorney-in-Fact for Peter Halt
2017-03-03