0001593678-16-000081.txt : 20160303 0001593678-16-000081.hdr.sgml : 20160303 20160303182606 ACCESSION NUMBER: 0001593678-16-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rovi Corp CENTRAL INDEX KEY: 0001424454 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 261739297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ROVI ROVI CORPORATION STREET 2: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 408-562-8400 MAIL ADDRESS: STREET 1: C/O ROVI ROVI CORPORATION STREET 2: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Macrovision Solutions CORP DATE OF NAME CHANGE: 20080118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALT PETER CENTRAL INDEX KEY: 0001286180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53413 FILM NUMBER: 161482918 MAIL ADDRESS: STREET 1: 6922 HOLLYWOOD BLVD., 4TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90028 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-01 0001424454 Rovi Corp ROVI 0001286180 HALT PETER C/O ROVI CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 CFO Common Stock 2016-03-01 4 M 0 1065 .001 A 148356 D Common Stock 2016-03-01 4 M 0 13516 .001 A 161872 D Common Stock 2016-03-01 4 M 0 7000 .001 A 168872 D Common Stock 2016-03-01 4 F 0 19482 23.44 D 149390 D Restricted Stock Units 2016-03-01 4 A 0 18297 0 A 2020-03-01 Common Stock 18297 18297 D Performance Rights 2016-03-01 4 A 0 18297 0 A 2019-03-01 Common Stock 18297 18297 D Employee Stock Option (Right to Buy) 23.44 2016-03-01 4 A 0 22195 0 A 2023-03-01 Common Stock 22195 22195 D Performance Rights 2016-03-01 4 M 0 1065 0 D 2016-03-01 2016-03-01 Common Stock 1065 0 D Performance Rights 2016-03-01 4 M 0 13516 0 D 2016-03-01 2017-03-01 Common Stock 13516 19034 D Restricted Stock Units 2016-03-01 4 M 0 7000 0 D 2016-03-01 2019-03-01 Common Stock 7000 21000 D Awarded 85% of target based upon performance metrics from the July 1, 2012 performance grant. 1,065 shares are releaseable on March 1, 2016. Includes 2,371 shares purchased on January 29, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Awarded 90% of target based upon performance metrics from the March 1, 2013 performance grant. 13,516 shares are releaseable on March 1, 2016. Granted March 1, 2015, this restricted stock unit grant vests over 4 years with 25% vesting on each of the annual anniversaries of the grant date. Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Each restricted stock unit represents a contingent right to receive one share of ROVI common stock. Granted March 1, 2016, this restricted stock unit grant vests over 4 years with 25% vesting on each of the annual anniversaries of the grant date. Granted March 1, 2016, these performance awards are based entirely on a three-year performance period and are eligible to vest after three years based upon the achievement of the following two factors, each weighted equally: (i) a three-year relative TSR metric of percentile ranking against a peer group established by our compensation committee, and (ii) three-year revenue compound annual growth rate and margin targets. Granted March 1, 2016, vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Each restricted stock award share represents a contingent right to receive one share of ROVI common stock. Bonnie J. Bigelow Attorney-in-Fact for Peter Halt 2016-03-03