0001288469-23-000128.txt : 20230523
0001288469-23-000128.hdr.sgml : 20230523
20230523163610
ACCESSION NUMBER: 0001288469-23-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230520
FILED AS OF DATE: 20230523
DATE AS OF CHANGE: 20230523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITCHFIELD STEVEN G
CENTRAL INDEX KEY: 0001286030
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 23949370
MAIL ADDRESS:
STREET 1: C/O MAXLINEAR, INC.
STREET 2: 5966 LA PLACE COURT, SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR, INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 141896129
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-692-0711
MAIL ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: MAXLINEAR INC
DATE OF NAME CHANGE: 20040423
4
1
wk-form4_1684874159.xml
FORM 4
X0407
4
2023-05-20
0
0001288469
MAXLINEAR, INC
MXL
0001286030
LITCHFIELD STEVEN G
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD
CA
92008
0
1
0
0
See remarks
0
Common Stock
2023-05-20
4
M
0
815
0
A
362893
D
Common Stock
2023-05-20
4
F
0
815
28.56
D
362078
D
Restricted Stock Units
2023-05-20
4
M
0
815
0
D
Common Stock
815
4713
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
Includes 677 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2023.
On May 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on May 22, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on May 19, 2023 was the settlement price used to calculate the shares withheld.
Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.
Chief Financial Officer and Chief Corporate Strategy Officer
/s/ Connie Kwong, as Attorney-in-Fact
2023-05-23