0001243786-23-000048.txt : 20230313 0001243786-23-000048.hdr.sgml : 20230313 20230313160546 ACCESSION NUMBER: 0001243786-23-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Rourke James Calvin CENTRAL INDEX KEY: 0001453221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 23727317 MAIL ADDRESS: STREET 1: C/O THE MOSAIC COMPANY STREET 2: 101 EAST KENNEDY BLVD., SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_167873793002846.xml FORM 4 X0306 4 2023-03-09 0 0001285785 MOSAIC CO MOS 0001453221 O'Rourke James Calvin C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 1 1 0 0 President & CEO Common Stock 95662 I 2021 GRAT 2 dated June 30, 2021 Common Stock 7223 I 2021 GRAT 3 dated June 30, 2021 Common Stock 174187 I 2022 GRAT 2A dated April 22, 2022 Common Stock 50537 I 2022 GRAT 2B dated April 22, 2022 Common Stock 386764 D Common Stock 3000 I Reporting Person's Spouse Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 29987.0 29987 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 33706.0 33706 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 37306.0 37306 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 179211.0 179211 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 168180.0 168180 D Restricted Stock Units 0.0 2024-03-04 Common Stock 83418.0 83418 D Restricted Stock Units 0.0 2025-03-03 Common Stock 56773.0 56773 D Restricted Stock Units 0.0 2023-03-09 4 A 0 63951 0 A 2026-03-09 Common Stock 63951.0 63951 D The shares were understated by 4 shares on the reporting person's Form 4 filed on March 7, 2023, because shares withheld for taxes were overstated at 246,206 instead of 246,202. This Stock Option is 100% exercisable. One-for-One Not Applicable /s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke 2023-03-13