0001243786-22-000065.txt : 20220322 0001243786-22-000065.hdr.sgml : 20220322 20220322161039 ACCESSION NUMBER: 0001243786-22-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricard Corrine D. CENTRAL INDEX KEY: 0001547351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 22759618 MAIL ADDRESS: STREET 1: C/O THE MOSAIC COMPANY STREET 2: 101 EAST KENNEDY BLVD., SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_164797981767466.xml FORM 4 X0306 4 2022-03-21 0 0001285785 MOSAIC CO MOS 0001547351 Ricard Corrine D. C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 0 1 0 0 Sr VP - Mosaic Fertilizantes Common Stock 2022-03-21 4 S 0 10000 67.001 D 65501 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 7284.0 7284 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 9470.0 9470 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 10644.0 10644 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 13057.0 13057 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 27877.0 27877 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 33636.0 33636 D Restricted Stock Units 0.0 Common Stock 27848.0 27848 D Restricted Stock Units 0.0 2023-03-05 Common Stock 24707.0 24707 D Restricted Stock Units 0.0 2024-03-04 Common Stock 16909.0 16909 D Restricted Stock Units 0.0 2025-03-03 Common Stock 12217.0 12217 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.02, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4. This Stock Option is 100% exercisable. Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting. Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person. Not Applicable One-for-One /s/Mark J. Isaacson, Attorney-in-Fact for Corrine D. Ricard 2022-03-22