0001243786-21-000059.txt : 20210512 0001243786-21-000059.hdr.sgml : 20210512 20210512114807 ACCESSION NUMBER: 0001243786-21-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Denise C CENTRAL INDEX KEY: 0001608229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 21914219 MAIL ADDRESS: STREET 1: C/O CATERPILLAR, INCORPORATED STREET 2: 901 WEST WASHINGTON, CV41110 CITY: EAST PEORIA STATE: IL ZIP: 61630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_162083447307636.xml FORM 4 X0306 4 2021-05-10 0 0001285785 MOSAIC CO MOS 0001608229 Johnson Denise C C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 1 0 0 0 Common Stock 2021-05-10 4 M 0 5497 0 A 24427 D Common Stock 1578 I SEP IRA Restricted Stock Units 0.0 2021-05-10 4 M 0 5497 0 D Common Stock 5497.0 0 D Restricted Stock Units 0.0 Common Stock 7169.0 7169 D Restricted Stock Units 0.0 Common Stock 13420.0 13420 D One-for-One The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021. Not Applicable The restricted stock units vested on the date of the issuer's 2020 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 23, 2022. The restricted stock units will vest on the date of the issuer's 2021 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 21, 2023. /s/ Mark J. Isaacson, Attorney-in-Fact for Denise C. Johnson 2021-05-12