0001243786-21-000043.txt : 20210310 0001243786-21-000043.hdr.sgml : 20210310 20210310184414 ACCESSION NUMBER: 0001243786-21-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLellan Richard N CENTRAL INDEX KEY: 0001397354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 21731248 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 101 EAST KENNEDY BLVD., SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_161541983442924.xml FORM 4 X0306 4 2021-03-08 0 0001285785 MOSAIC CO MOS 0001397354 McLellan Richard N C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 0 1 0 0 Senior VP - Commercial Common Stock 2021-03-08 4 M 0 14657 0 A 118369 D Common Stock 2021-03-08 4 A 0 29686 0 A 148055 D Common Stock 2021-03-08 4 F 0 17106 30.70 D 130949 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 6460.0 6460 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 11655.0 11655 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 15783.0 15783 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 17740.0 17740 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 20519.0 20519 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 43807.0 43807 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 37000.0 37000 D Restricted Stock Units 0.0 2021-03-08 4 M 0 14657 0 D 2021-03-08 Common Stock 14657.0 0 D Restricted Stock Units 0.0 2022-03-07 Common Stock 14327.0 14327 D Restricted Stock Units 0.0 2023-03-05 Common Stock 24707.0 24707 D Restricted Stock Units 0.0 2024-03-04 Common Stock 11273.0 11273 D Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security. Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. This Stock Option is 100% exercisable. One-for-One Not Applicable /s/ Mark J. Isaacson, Attorney in Fact for Richard N. McLellan 2021-03-10