0001243786-21-000036.txt : 20210310 0001243786-21-000036.hdr.sgml : 20210310 20210310184125 ACCESSION NUMBER: 0001243786-21-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swager Karen A CENTRAL INDEX KEY: 0001762750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 21731235 MAIL ADDRESS: STREET 1: C/O THE MOSAIC COMPANY STREET 2: 101 EAST KENNEDY BLVD., SUITE E490 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-775-4200 MAIL ADDRESS: STREET 1: 101 EAST KENNEDY BLVD. STREET 2: SUITE 2500 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_161541966780535.xml FORM 4 X0306 4 2021-03-08 0 0001285785 MOSAIC CO MOS 0001762750 Swager Karen A C/O THE MOSAIC COMPANY 101 EAST KENNEDY BLVD., SUITE 2500 TAMPA FL 33602 0 1 0 0 Senior VP - Supply Chain Common Stock 2021-03-08 4 M 0 7329 0 A 36607 D Common Stock 2021-03-08 4 A 0 3292 0 A 39899 D Common Stock 2021-03-08 4 F 0 3650 30.70 D 36249 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 689.0 689 D Restricted Stock Units 0.0 2021-03-08 4 M 0 7329 0 D 2021-03-08 Common Stock 7329.0 0 D Restricted Stock Units 0.0 2022-01-01 Common Stock 10270.0 10270 D Restricted Stock Units 0.0 2022-03-07 Common Stock 8357.0 8357 D Restricted Stock Units 0.0 2023-03-05 Common Stock 23677.0 23677 D Restricted Stock Units 0.0 2024-03-04 Common Stock 17473.0 17473 D Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security. Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. This Stock Option is 100% exercisable. One-for-One Not Applicable /s/ Mark J. Isaacson, Attorney-in-Fact for Karen A. Swager 2021-03-10