0001243786-19-000102.txt : 20190618 0001243786-19-000102.hdr.sgml : 20190618 20190618125751 ACCESSION NUMBER: 0001243786-19-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190615 FILED AS OF DATE: 20190618 DATE AS OF CHANGE: 20190618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLellan Richard N CENTRAL INDEX KEY: 0001397354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 19903112 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_156087705597500.xml FORM 4 X0306 4 2019-06-15 0 0001285785 MOSAIC CO MOS 0001397354 McLellan Richard N C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 0 1 0 0 Senior VP-Mosaic Fertilizantes Common Stock 2019-06-15 4 A 0 49195 0 A 123071 D Common Stock 2019-06-15 4 F 0 19359 22.36 D 103712 D Stock Option (Right to Buy) 52.72 2019-07-27 Common Stock 6611.0 6611 D Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 10130.0 10130 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 6460.0 6460 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 11655.0 11655 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 15783.0 15783 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 17740.0 17740 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 20519.0 20519 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 43807.0 43807 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 37000.0 37000 D Restricted Stock Units 0.0 2021-03-08 Common Stock 14657.0 14657 D Restricted Stock Units 0.0 2022-03-07 Common Stock 14327.0 14327 D Shares issued to reporting person upon vesting of a retention award granted to reporting person on June 15, 2017. The retention award was not a derivative security. Shares sold to cover tax liability incurred as a result of most recent vesting of Retention Award. This Stock Option is 100% exercisable. Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. One-for-One Not Applicable /s/ Mark J. Isaacson, Attorney in Fact for Richard N. McLellan 2019-06-18