0001243786-19-000019.txt : 20190305 0001243786-19-000019.hdr.sgml : 20190305 20190305173019 ACCESSION NUMBER: 0001243786-19-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190303 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLellan Richard N CENTRAL INDEX KEY: 0001397354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 19659772 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_155182500299395.xml FORM 4 X0306 4 2019-03-03 0 0001285785 MOSAIC CO MOS 0001397354 McLellan Richard N C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 0 1 0 0 Senior VP-Mosaic Fertilizantes Common Stock 2019-03-03 4 A 0 14388 0 A 79538 D Common Stock 2019-03-03 4 F 0 5662 31 D 73876 D Stock Option (Right to Buy) 52.72 2019-07-27 Common Stock 6611.0 6611 D Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 10130.0 10130 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 6460.0 6460 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 11655.0 11655 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 15783.0 15783 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 17740.0 17740 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 20519.0 20519 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 43807.0 43807 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 37000.0 37000 D Restricted Stock Units 0.0 2021-03-08 Common Stock 14657.0 14657 D Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 3, 2016. The performance unit award was not a derivative security. Shares sold to cover tax liability incurred as a result of most recent vesting of performance units. This Stock Option is 100% exercisable. Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. One-for-One Not Applicable /s/ Mark J. Isaacson, Attorney in Fact for Richard N. McLellan 2019-03-05