0001243786-18-000032.txt : 20180307 0001243786-18-000032.hdr.sgml : 20180307 20180307210847 ACCESSION NUMBER: 0001243786-18-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Rourke James Calvin CENTRAL INDEX KEY: 0001453221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 18674868 MAIL ADDRESS: STREET 1: ATRIA CORPORATE CENTER, SUITE E490 STREET 2: 3033 CAMPUS DRIVE CITY: PLYMOUTH STATE: MN ZIP: 55441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 4 1 wf-form4_152047491212191.xml FORM 4 X0306 4 2018-03-05 0 0001285785 MOSAIC CO MOS 0001453221 O'Rourke James Calvin C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 1 0 0 President & CEO Common Stock 2018-03-05 4 A 0 6609 0 A 115704 D Common Stock 2018-03-05 4 F 0 3014 27.98 D 112690 D Common Stock 3000 I Reporting Person's Spouse Stock Option (Right to Buy) 52.72 2019-07-27 Common Stock 12019.0 12019 D Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 20259.0 20259 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 16150.0 16150 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 27681.0 27681 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 29987.0 29987 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 33706.0 33706 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 37306.0 37306 D Restricted Stock Units 0.0 2018-08-05 Common Stock 22432.0 22432 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 179211.0 179211 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 168180.0 168180 D Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security. Shares sold to cover tax liability incurred as a result of most recent vesting of performance units. This Stock Option is 100% exercisable. One-for-One Not Applicable Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. /s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke 2018-03-07