0001243786-17-000082.txt : 20170516 0001243786-17-000082.hdr.sgml : 20170516 20170516150001 ACCESSION NUMBER: 0001243786-17-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170514 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACK RICHARD L CENTRAL INDEX KEY: 0001301451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 17848331 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 wf-form4_149496118649253.xml FORM 4 X0306 4 2017-05-14 0 0001285785 MOSAIC CO MOS 0001301451 MACK RICHARD L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 0 1 0 0 EVP, Chief Financial Officer Common Stock 2017-05-14 4 M 0 7316 0 A 143417 D Common Stock 2017-05-14 4 F 0 3790 22.91 D 139627 D Stock Option (Right to Buy) 40.03 2017-08-02 Common Stock 19368.0 19368 D Stock Option (Right to Buy) 127.21 2018-07-31 Common Stock 5486.0 5486 D Stock Option (Right to Buy) 52.72 2019-07-27 Common Stock 10216.0 10216 D Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 15194.0 15194 D Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 10767.0 10767 D Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 17483.0 17483 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 18939.0 18939 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 21288.0 21288 D Restricted Stock Units 0.0 2017-05-14 4 M 0 7316 0 D Common Stock 7316.0 7317 D Stock Option (Right to Buy) 50.43 2025-03-05 Common Stock 24249.0 24249 D Stock Option (Right to Buy) 28.49 2026-03-03 Common Stock 51772.0 51772 D Stock Option (Right to Buy) 30.42 2027-03-02 Common Stock 50454.0 50454 D Shares withheld by issuer to cover tax liability incurred as a result of most recent vesting of restricted stock units. This Stock Option is 100% exercisable. One-for-One Grant Date 5/14/2015; of the original grant, 7,316 restricted stock units vested on each of the first and second anniversaries of the grant date and the remaining 7,317 restricted stock units will vest on May 14, 2018. Not Applicable Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. /s/ Mark J. Isaacson, Attorney-in-Fact for Richard L. Mack 2017-05-16