0001534424-19-000241.txt : 20190819 0001534424-19-000241.hdr.sgml : 20190819 20190819160526 ACCESSION NUMBER: 0001534424-19-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190815 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNETT JOSEPH MICHAEL CENTRAL INDEX KEY: 0001721010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34822 FILM NUMBER: 191036484 MAIL ADDRESS: STREET 1: C/O MRI INTERVENTIONS, INC. STREET 2: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 4 1 ownership.xml X0306 4 2019-08-15 0 0001285550 MRI INTERVENTIONS, INC. MRIC 0001721010 BURNETT JOSEPH MICHAEL C/O MRI INTERVENTIONS, INC. 5 MUSICK IRVINE CA 92618 1 1 0 0 CEO and President Common Stock 2019-08-15 4 A 0 36023 0.00 A 263328 D Stock Options (right to buy) 3.47 2019-08-15 4 A 0 74404 0 A 2029-08-15 Common Stock 74404 74404 D The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. /s/ Richard F. Mattern, by Power of Attorney for Joseph M. Burnett 2019-08-19