0001534424-17-000419.txt : 20171005 0001534424-17-000419.hdr.sgml : 20171005 20171005161844 ACCESSION NUMBER: 0001534424-17-000419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171004 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOOB CHARLES E CENTRAL INDEX KEY: 0001426480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34822 FILM NUMBER: 171124774 MAIL ADDRESS: STREET 1: 150 COLUMBUS AVENUE STREET 2: APARTMENT 9C CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRI INTERVENTIONS, INC. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 4 1 koob.xml OWNERSHIP DOCUMENT X0306 4 2017-10-04 0 0001285550 MRI INTERVENTIONS, INC. MRIC 0001426480 KOOB CHARLES E C/O MRI INTERVENTIONS, INC. 5 MUSICK IRVINE, CA 92618 1 0 0 0 Common Stock 2017-10-04 4 A 0 2729 2.47 A 22902 D Common Stock 3850 I By Koob Family Trust These shares were issued pursuant to the issuer's Second Amended and Restated 2013 Incentive Compensation Plan, in payment of fees owed to the reporting person under the issuer's Non-Employee Director Compensation Plan, as amended and restated. The shares were issued at a price of $2.47 per share, representing the volume-weighted average price of the issuer's common stock for the five-trading day period ended September 29, 2017. /s/ Richard F. Mattern, by Power of Attorney for Charles E. Koob 2017-10-05