0001420506-21-001450.txt : 20211103 0001420506-21-001450.hdr.sgml : 20211103 20211103182434 ACCESSION NUMBER: 0001420506-21-001450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211102 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIAU LINDA M. CENTRAL INDEX KEY: 0001890712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34822 FILM NUMBER: 211377039 MAIL ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearPoint Neuro, Inc. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 FORMER COMPANY: FORMER CONFORMED NAME: MRI INTERVENTIONS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 4 1 doc4_976.xml PRIMARY DOCUMENT X0306 4 2021-11-02 0 0001285550 ClearPoint Neuro, Inc. CLPT 0001890712 LIAU LINDA M. C/O CLEARPOINT NEURO, INC. 120 S. SIERRA AVE., SUITE 100 SOLANA BEACH CA 92075 1 0 0 0 Common Stock 2021-11-02 4 A 0 3426 0 A 3426 D Stock Options (right to buy) 17.51 2021-11-02 4 A 0 6696 0 A 2031-11-02 Common Stock 6696 6696 D The shares are restricted stock and will vest in full on the first anniversary of the grant date. The shares subject to this option will vest in full on the first anniversary of the grant date. Richard F. Mattern, by Power of Attorney for Linda M. Liau 2021-11-03