0001285550-23-000030.txt : 20230308 0001285550-23-000030.hdr.sgml : 20230308 20230308165155 ACCESSION NUMBER: 0001285550-23-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230306 FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNETT JOSEPH MICHAEL CENTRAL INDEX KEY: 0001721010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34822 FILM NUMBER: 23716756 MAIL ADDRESS: STREET 1: C/O MRI INTERVENTIONS, INC. STREET 2: 5 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearPoint Neuro, Inc. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 FORMER COMPANY: FORMER CONFORMED NAME: MRI INTERVENTIONS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 4 1 wf-form4_167831230569599.xml FORM 4 X0306 4 2023-03-06 0 0001285550 ClearPoint Neuro, Inc. CLPT 0001721010 BURNETT JOSEPH MICHAEL C/O CLEARPOINT NEURO, INC. 120 S. SIERRA AVE., SUITE 100 SOLANA BEACH CA 92075 1 1 0 0 CEO and President Stock Options (right to buy) 8.1 2023-03-06 4 A 0 39506 0 A 2033-03-06 Common Stock 39506.0 39506 D Restricted Stock Units 2023-03-06 4 A 0 118518 0 A Common Stock 118518.0 118518 D The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. /s/ Richard F. Mattern, by Power of Attorney for Joseph M. Burnett 2023-03-08