0001213900-23-000955.txt : 20230104 0001213900-23-000955.hdr.sgml : 20230104 20230104203904 ACCESSION NUMBER: 0001213900-23-000955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBST FREDERICK C CENTRAL INDEX KEY: 0001285197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41123 FILM NUMBER: 23509443 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Atlantic Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001867949 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 863125132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 NORTH WABASH AVENUE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 809-7002 MAIL ADDRESS: STREET 1: 420 NORTH WABASH AVENUE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2022-12-31 0 0001867949 Chicago Atlantic Real Estate Finance, Inc. REFI 0001285197 HERBST FREDERICK C CHICAGO ATLANTIC REAL ESTATE FINANCE INC 420 NORTH WABASH AVENUE, SUITE 500 CHICAGO IL 60611 1 0 0 0 Common Stock 2022-12-31 4 A 0 4976 0.00 A 14664 D On December 31, 2022, Mr. Herbst was awarded 4,976 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,976 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively. /s/ Frederick C. Herbst 2023-01-04