0001213900-21-064790.txt : 20211210
0001213900-21-064790.hdr.sgml : 20211210
20211210203628
ACCESSION NUMBER: 0001213900-21-064790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERBST FREDERICK C
CENTRAL INDEX KEY: 0001285197
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41123
FILM NUMBER: 211486737
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicago Atlantic Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001867949
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 863125132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 NORTH WABASH AVENUE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 809-7002
MAIL ADDRESS:
STREET 1: 420 NORTH WABASH AVENUE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
ownership.xml
X0306
4
2021-12-08
0
0001867949
Chicago Atlantic Real Estate Finance, Inc.
REFI
0001285197
HERBST FREDERICK C
CHICAGO ATLANTIC REAL ESTATE FINANCE INC
420 NORTH WABASH AVENUE, SUITE 500
CHICAGO
IL
60611
1
0
0
0
Common Stock
2021-12-08
4
P
0
5000
16.00
A
5000
D
Common Stock
2021-12-10
4
A
0
4688
0.00
A
9688
D
All of the shares held by Mr. Herbst are subject to a 180-day lockup that ends on June 5, 2022.
On December 10, 2021, Mr. Herbst was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.
/s/ Frederick C. Herbst
2021-12-10