0001213900-21-064790.txt : 20211210 0001213900-21-064790.hdr.sgml : 20211210 20211210203628 ACCESSION NUMBER: 0001213900-21-064790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBST FREDERICK C CENTRAL INDEX KEY: 0001285197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41123 FILM NUMBER: 211486737 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Atlantic Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001867949 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 863125132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 NORTH WABASH AVENUE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 809-7002 MAIL ADDRESS: STREET 1: 420 NORTH WABASH AVENUE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 ownership.xml X0306 4 2021-12-08 0 0001867949 Chicago Atlantic Real Estate Finance, Inc. REFI 0001285197 HERBST FREDERICK C CHICAGO ATLANTIC REAL ESTATE FINANCE INC 420 NORTH WABASH AVENUE, SUITE 500 CHICAGO IL 60611 1 0 0 0 Common Stock 2021-12-08 4 P 0 5000 16.00 A 5000 D Common Stock 2021-12-10 4 A 0 4688 0.00 A 9688 D All of the shares held by Mr. Herbst are subject to a 180-day lockup that ends on June 5, 2022. On December 10, 2021, Mr. Herbst was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter. /s/ Frederick C. Herbst 2021-12-10