0001445546-17-001948.txt : 20170421 0001445546-17-001948.hdr.sgml : 20170421 20170421161850 ACCESSION NUMBER: 0001445546-17-001948 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170421 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170421 DATE AS OF CHANGE: 20170421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST ENERGY INCOME & GROWTH FUND CENTRAL INDEX KEY: 0001284940 IRS NUMBER: 113716544 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-21549 FILM NUMBER: 17776121 BUSINESS ADDRESS: STREET 1: 10 WESTPORT ROAD STREET 2: SUITE C101A CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: FIRST TRUST PORTFOLIOS L P STREET 2: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY INCOME & GROWTH FUND DATE OF NAME CHANGE: 20040325 8-K 1 fen_8k.txt CURRENT REPORT -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 21, 2017 First Trust Energy Income and Growth Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21549 11-3716544 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 10 Westport Road Suite C101a Wilton, Connecticut 06897 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (630) 765-8000 ___________________________________________________________________ (Former Name or Former Address, if Changed Since Last Report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- Item 7.01 Regulation FD Disclosure. First Trust Energy Income and Growth Fund (the "Fund") is filing herewith a press release issued on April 21, 2017, as Exhibit 99.1. The press release was issued by First Trust Advisors L.P. to report that on April 25, 2017, the Fund will release an update on the market and the Fund. Details regarding the update are contained in the press release included herein. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release of First Trust Advisors L.P. dated April 21, 2017. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: April 21, 2017 FIRST TRUST ENERGY INCOME AND GROWTH FUND By: /s/ W. Scott Jardine ---------------------------------- Name: W. Scott Jardine Title: Secretary EXHIBIT INDEX Exhibit Number Description 99.1 Press release of First Trust Advisors L.P. dated April 21, 2017. EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FEI, FEN, FIF AND FPL WHEATON, IL -- (BUSINESS WIRE) -- April 21, 2017 -- First Trust Advisors L.P. ("FTA") announced today that Energy Income Partners, LLC ("EIP"), investment sub-advisor for First Trust MLP and Energy Income Fund (NYSE: FEI), First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF), and First Trust New Opportunities MLP & Energy Fund (NYSE: FPL) (the "Funds"), will release an update on the market and the Funds for financial advisors and investors. The update will be available TUESDAY, APRIL 25, 2017 AT 5:00 P.M. EASTERN TIME UNTIL 11:59 P.M. EASTERN TIME ON WEDNESDAY, MAY 24, 2017. To listen to the update, follow these instructions: -- Dial: (888) 203-1112; International (719) 457-0820; and Passcode # 9058787. The update will be available from Tuesday, April 25, 2017, at 5:00 P.M. Eastern Time until 11:59 P.M. Eastern Time on Wednesday, May 24, 2017. First Trust Advisors L.P., the Funds' investment advisor, along with its affiliate, First Trust Portfolios L.P., are privately-held companies which provide a variety of investment services, including asset management and financial advisory services, with collective assets under management or supervision of approximately $104 billion as of March 31, 2017 through unit investment trusts, exchange-traded funds, closed-end funds, mutual funds and separate managed accounts. EIP provides advisory services to a number of investment companies and partnerships for the purpose of investing in MLPs and other energy infrastructure securities. EIP is one of the early investment advisors specializing in this area. As of March 31, 2017, EIP managed or supervised approximately $5.9 billion in client assets. Investment return and market value of an investment in the Funds will fluctuate. Shares, when sold, may be worth more or less than their original cost. Principal Risk Factors: The Funds are subject to risks, including the fact that each Fund is a non-diversified closed-end management investment company. Because the Funds are concentrated in securities issued by MLPs, MLP-related entities, and other energy and utilities companies, they will be more susceptible to adverse economic or regulatory occurrences affecting those industries, including high interest costs, high leverage costs, the effects of economic slowdown, surplus capacity, increased competition, uncertainties concerning the availability of fuel at reasonable prices, the effects of energy conservation policies and other factors. The Funds invests in securities of non-U.S. issuers which are subject to higher volatility than securities of U.S. issuers. Because the Funds invest in non-U.S. securities, you may lose money if the local currency of a non-U.S. market depreciates against the U.S. dollar. The Funds' use of derivatives may result in losses greater than if they had not been used, may require the Funds to sell or purchase portfolio securities at inopportune times, may limit the amount of appreciation the Funds can realize on an investment, or may cause the Funds to hold a security that they might otherwise sell. There can be no assurance as to what portion of FIF's distributions paid to the Fund's Common Shareholders will consist of tax-advantaged qualified dividend income. Use of leverage can result in additional risk and cost, and can magnify the effect of any losses. The risks of investing in the Funds are spelled out in the prospectus, shareholder reports and other regulatory filings. The Funds' daily New York Stock Exchange closing price and net asset value per share as well as other related information can be found at www.ftportfolios.com or by calling 1-800-988-5891. CONTACT: JEFF MARGOLIN - (630) 915-6784 --------------------------------- Source: First Trust Advisors L.P.