0001445546-16-010527.txt : 20160922 0001445546-16-010527.hdr.sgml : 20160922 20160922163312 ACCESSION NUMBER: 0001445546-16-010527 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160922 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160922 DATE AS OF CHANGE: 20160922 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST ENERGY INCOME & GROWTH FUND CENTRAL INDEX KEY: 0001284940 IRS NUMBER: 113716544 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-21549 FILM NUMBER: 161897899 BUSINESS ADDRESS: STREET 1: 10 WESTPORT ROAD STREET 2: SUITE C101A CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: FIRST TRUST PORTFOLIOS L P STREET 2: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY INCOME & GROWTH FUND DATE OF NAME CHANGE: 20040325 8-K 1 fen_8k.txt CURRENT REPORT -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 22, 2016 First Trust Energy Income and Growth Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21549 11-3716544 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 10 Westport Road Suite C101a Wilton, Connecticut 06897 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (630) 765-8000 187 Danbury Road, Wilton, Connecticut 06897 ___________________________________________________________________ (Former Name or Former Address, if Changed Since Last Report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- Item 7.01 Regulation FD Disclosure. First Trust Energy Income and Growth Fund (the "Fund") is filing herewith a press release issued on September 22, 2016, as Exhibit 99.1. The press release was issued by First Trust Advisors L.P. to report that on October 6, 2016, the Fund will host a conference call with Energy Income Partners, LLC, the Fund's investment sub-advisor. The purpose of the call is to hear the Fund's portfolio management team provide an update for the Fund. Details regarding the conference call are contained in the press release included herein. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release of First Trust Advisors L.P. dated September 22, 2016. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: September 22, 2016 FIRST TRUST ENERGY INCOME AND GROWTH FUND By: /s/ W. Scott Jardine ---------------------------------- Name: W. Scott Jardine Title: Secretary EXHIBIT INDEX Exhibit Number Description 99.1 Press release of First Trust Advisors L.P. dated September 22, 2016. EX-99.1 2 pressrelease.txt PRESS RELEASE PRESS RELEASE SOURCE: First Trust Advisors L.P. FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER CALL FOR FEN, FIF AND FEI WHEATON, IL -- (BUSINESS WIRE) -- September 22, 2016 -- First Trust Advisors L.P. ("FTA") announced today that First Trust Energy Income and Growth Fund (NYSE MKT: FEN), First Trust Energy Infrastructure Fund (NYSE: FIF) and First Trust MLP and Energy Income Fund (NYSE: FEI) intend to host a conference call with Energy Income Partners, LLC ("EIP"), the Funds' investment sub-advisor, on THURSDAY, OCTOBER 6, 2016, AT 4:15 P.M. EASTERN TIME. The purpose of the call is to hear the Funds' portfolio management team provide an update for each Fund. -- Dial-in Number: (800) 273-2385; International (913) 312-1392; and Passcode # 100134. Please call 10 to 15 minutes before the scheduled start of the teleconference. -- Telephone Replay: (888) 203-1112; International (719) 457-0820; and Passcode # 3392944. The replay will be available after the call until 11:59 P.M. Eastern Time on Sunday, November 6, 2016. First Trust Advisors L.P., the Funds' investment advisor, along with its affiliate, First Trust Portfolios L.P., are privately-held companies which provide a variety of investment services, including asset management and financial advisory services, with collective assets under management or supervision of approximately $99 billion as of August 31, 2016 through unit investment trusts, exchange-traded funds, closed-end funds, mutual funds and separate managed accounts. EIP provides advisory services to a number of investment companies and partnerships for the purpose of investing in MLPs and other energy infrastructure securities. EIP is one of the early investment advisors specializing in this area. As of August 31, 2016, EIP managed or supervised approximately $5.3 billion in client assets. If you have questions about the Funds that you would like answered on the call, please email your questions to cefquestions@ftadvisors.com in advance of the call and refer to FEN, FIF, FEI, by Tuesday, October 4, 2016, 4:15 P.M. Eastern Time. The Funds are subject to risks, including the fact that each Fund is a non-diversified, closed-end management investment company. Investment return and market value of an investment in the Funds will fluctuate. Shares, when sold, may be worth more or less than their original cost. The Funds are designed for long-term investing and not as a vehicle for trading. Shares of closed-end investment companies frequently trade at a discount from their net asset value ("NAV"). The Funds cannot predict whether or when their common shares will trade at, below or above NAV or at, below or above the initial public offering price. An investment in Master limited partnership (MLP) units involves risks which differ from an investment in common stock of a corporation. Holders of MLP units have limited control and voting rights on matters affecting the partnership. In addition, there are certain tax risks associated with an investment in MLP units and conflicts of interest exist between common unit holders and the general partner, including those arising from incentive distribution payments. An investment in securities issued by energy companies, energy infrastructure companies, energy sector MLPs and MLP-related entities, will be more susceptible to adverse economic or regulatory occurrences affecting those industries, including high interest costs, high leverage costs, the effects of economic slowdown, surplus capacity, increased competition, uncertainties concerning the availability of fuel at reasonable prices, the effects of energy conservation policies and other factors. The Funds' use of derivatives may result in losses greater than if they had not been used, may require the Funds to sell or purchase portfolio securities at inopportune times, may limit the amount of appreciation the Funds can realize on an investment, or may cause the Funds to hold a security that they might otherwise sell. Investments in non-U.S. securities are subject to the risk of currency fluctuations and to economic and political risks associated with such foreign countries. Use of leverage can result in additional risks and costs, and can magnify the effect of any losses. The risks of investing in each Fund are spelled out in the prospectus, shareholder reports and other regulatory filings. The Funds' daily closing prices and net asset values per share as well as other information can be found at www.ftportfolios.com or by calling (800) 988-5891. CONTACT: JEFF MARGOLIN - (630) 915-6784 ---------------------------- Source: First Trust Advisors L.P.