0001209191-23-029640.txt : 20230516 0001209191-23-029640.hdr.sgml : 20230516 20230516064710 ACCESSION NUMBER: 0001209191-23-029640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENN ARTHUR H CENTRAL INDEX KEY: 0001284937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 23925526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-15 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001284937 PENN ARTHUR H 1691 MICHIGAN AVENUE MIAMI BEACH FL 33139 1 1 0 1 Chairman and CEO Investment Adviser 0 Common Stock 2023-05-15 4 P 0 25000 5.3662 A 1045423 I By PennantPark Investment Advisers, LLC Common Stock 193410 D (1) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. /s/ Arthur H. Penn 2023-05-16