0001209191-19-058716.txt : 20191203 0001209191-19-058716.hdr.sgml : 20191203 20191203163424 ACCESSION NUMBER: 0001209191-19-058716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191202 FILED AS OF DATE: 20191203 DATE AS OF CHANGE: 20191203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENN ARTHUR H CENTRAL INDEX KEY: 0001284937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 191266194 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-02 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001284937 PENN ARTHUR H 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 1 0 1 Chairman and CEO Investment Adviser Common Stock 2019-12-02 4 P 0 16000 6.171 A 823423 I By PennantPark Investment Advisers, LLC Common Stock 193410 D Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. /s/ Arthur H. Penn 2019-12-03