0001181431-13-007820.txt : 20130207
0001181431-13-007820.hdr.sgml : 20130207
20130207202801
ACCESSION NUMBER: 0001181431-13-007820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130206
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENN ARTHUR H
CENTRAL INDEX KEY: 0001284937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00891
FILM NUMBER: 13584373
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd.
CENTRAL INDEX KEY: 0001504619
IRS NUMBER: 273794690
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc.
DATE OF NAME CHANGE: 20101029
4
1
rrd369489.xml
FORM 4
X0306
4
2013-02-06
0
0001504619
PennantPark Floating Rate Capital Ltd.
PFLT
0001284937
PENN ARTHUR H
590 MADISON AVENUE
15TH FLOOR
NEW YORK
NY
10022
1
1
0
1
Chairman and CEO
Investment Adviser
Common Stock
2013-02-06
4
P
0
11530
13.8160
D
69908
I
By Pennant Park Investment Advisers, LLC
Common Stock
2013-02-07
4
P
0
4100
13.9561
D
74008
I
By Pennant Park Investment Advisers, LLC
Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
/s/ Arthur H. Penn
2013-02-07