0001181431-13-007820.txt : 20130207 0001181431-13-007820.hdr.sgml : 20130207 20130207202801 ACCESSION NUMBER: 0001181431-13-007820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENN ARTHUR H CENTRAL INDEX KEY: 0001284937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00891 FILM NUMBER: 13584373 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd. CENTRAL INDEX KEY: 0001504619 IRS NUMBER: 273794690 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc. DATE OF NAME CHANGE: 20101029 4 1 rrd369489.xml FORM 4 X0306 4 2013-02-06 0 0001504619 PennantPark Floating Rate Capital Ltd. PFLT 0001284937 PENN ARTHUR H 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 1 0 1 Chairman and CEO Investment Adviser Common Stock 2013-02-06 4 P 0 11530 13.8160 D 69908 I By Pennant Park Investment Advisers, LLC Common Stock 2013-02-07 4 P 0 4100 13.9561 D 74008 I By Pennant Park Investment Advisers, LLC Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. /s/ Arthur H. Penn 2013-02-07