0001181431-13-004712.txt : 20130124
0001181431-13-004712.hdr.sgml : 20130124
20130124193316
ACCESSION NUMBER: 0001181431-13-004712
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130123
FILED AS OF DATE: 20130124
DATE AS OF CHANGE: 20130124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENN ARTHUR H
CENTRAL INDEX KEY: 0001284937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00891
FILM NUMBER: 13546786
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd.
CENTRAL INDEX KEY: 0001504619
IRS NUMBER: 273794690
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc.
DATE OF NAME CHANGE: 20101029
4
1
rrd367743.xml
FORM 4
X0306
4
2013-01-23
0
0001504619
PennantPark Floating Rate Capital Ltd.
PFLT
0001284937
PENN ARTHUR H
590 MADISON AVENUE 15TH FLOOR
NEW YORK
NY
10022
1
1
0
1
Chairman and CEO
Investment Adviser
Common Stock
2013-01-23
4
P
0
1400
13.3455
D
14842
I
By Pennant Park Investment Advisers, LLC
Common Stock
2013-01-24
4
P
0
2900
13.3222
D
17742
I
By Pennant Park Investment Advisers, LLC
Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
/s/ Arthur H. Penn
2013-01-24