0001181431-13-003817.txt : 20130117
0001181431-13-003817.hdr.sgml : 20130117
20130117210221
ACCESSION NUMBER: 0001181431-13-003817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130116
FILED AS OF DATE: 20130117
DATE AS OF CHANGE: 20130117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENN ARTHUR H
CENTRAL INDEX KEY: 0001284937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00891
FILM NUMBER: 13536093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd.
CENTRAL INDEX KEY: 0001504619
IRS NUMBER: 273794690
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc.
DATE OF NAME CHANGE: 20101029
4
1
rrd367129.xml
FORM 4
X0306
4
2013-01-16
0
0001504619
PennantPark Floating Rate Capital Ltd.
PFLT
0001284937
PENN ARTHUR H
590 MADISON AVENUE 15TH FLOOR
NEW YORK
NY
10022
1
1
0
1
Chairman and CEO
Investment Adviser
Common Stock
2013-01-16
4
P
0
7000
13.4061
D
7667
I
By Pennant Park Investment Advisers, LLC
Common Stock
2013-01-17
4
P
0
3000
13.4048
D
10667
I
By Pennant Park Investment Advisers, LLC
Due to his control of and ownership interest in PennantPark Investment Advisers, LLC, which owns directly 10,667 shares of Common Stock of the Issuer as of January 17, 2013, Mr.Penn may be viewed as having voting and dispositive power over all of the share held by such entity. Mr. Penn disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
/s/ Arthur H. Penn
2013-01-17