-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kzh/fc4dmxGuXZzMKZ9jlf8+saEpl93clU/SKSWAlEQHvMvttlEzaCN0qEdc8BiK NzPOY0SzR1kP0fa540Thlw== 0001284807-07-000036.txt : 20071001 0001284807-07-000036.hdr.sgml : 20071001 20071001081826 ACCESSION NUMBER: 0001284807-07-000036 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070928 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-114041-07 FILM NUMBER: 071144220 BUSINESS ADDRESS: STREET 1: 303 WEST MAJOR STREET CITY: KEARNEY STATE: MO ZIP: 64060 BUSINESS PHONE: 8008002244 MAIL ADDRESS: STREET 1: 303 WEST MAJOR STREET CITY: KEARNEY STATE: MO ZIP: 64060 8-K 1 form8-k.htm PLY GEM FORM 8-K FOR 10/1/2007 form8-k.htm

UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of report (Date of earliest event reported)    October 1, 2007

 
PLY GEM HOLDINGS, INC.
(Exact Name of Registrant as Specified in Its Charter)


Delaware
333-114041
20-0645710
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)


185 PLATTE CLAY WAY
KEARNEY, MISSOURI
 
64060
(Address of principal executive offices)
(Zip Code)


(800) 800-2244
(Registrant’s Telephone Number, Including Area Code)

NOT APPLICABLE
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))




 
ITEM 8.01  Other Events
 

On October 1, 2007, Ply Gem Industries, Inc. issued a press release announcing the completion of the previously announced acquisition of CertainTeed Corporation’s vinyl window and patio door business.  The press release is attached as Exhibit 99.1 and is incorporated herein by reference.



ITEM 9.01                                FINANCIAL STATEMENTS AND EXHIBITS
 
(a)
Financial statements of businesses acquired.
Not applicable
 
(b)
Pro forma financial information.
Not applicable
 
(c)
Exhibits


Exhibit
Description
 
99.1
 
Press Release dated October 1, 2007




 
SIGNATURES
 
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.
 
Dated:  October 1, 2007
 
PLY GEM HOLDINGS, INC.
 
By:                  /s/ Shawn K. Poe
Name:  Shawn K. Poe
Title:   Vice President, Chief Financial Officer,
Treasurer and Secretary
 

 



EX-99.1 2 exhibit99_1.htm EXHIBIT 99.1 PRESS RELEASE exhibit99_1.htm

Ply Gem Completes Acquisition of CertainTeed’s vinyl window and patio door business.
 
 
Kearney, MO, October 1, 2007 – Ply Gem Industries, Inc. and its private equity sponsor, Caxton-Iseman Capital, Inc., have announced the completion of Ply Gem’s previously announced acquisition of CertainTeed Corporation’s vinyl window and patio door business.  CertainTeed’s vinyl window business is a leading manufacturer of premium vinyl windows and doors and produces windows for the residential new construction and remodeling markets and produces and sells window lineals to licensed window fabricators in the Eastern United States.  The CertainTeed vinyl window and patio door business operates three fabrication facilities which are located in Auburn, WA, Corona, CA, and Sacramento, CA.
 
 
The acquisition was completed on September 30, 2007 and was financed through a combination of cash on hand and borrowings against Ply Gem’s $75 million revolving credit facility.
 
 
Gary E. Robinette, President and Chief Executive Officer of Ply Gem, said, "This acquisition will enable us to capitalize on attractive market opportunities in the West , while  strengthening  our national presence in the windows and doors market.  This transaction will enable Ply Gem to provide our customers with window products for virtually any new construction or home improvement project in any area of the country. CertainTeed Window and Door products are extremely well respected in the marketplace and will complement Ply Gem’s existing window and door product offering.”
 
 
Robert A. Ferris, a Managing Director of Caxton-Iseman Capital, said, "The acquisition of CertainTeeds’ vinyl window business with its great products and manufacturing footprint in the West presents Ply Gem with exciting new opportunities.  Since we acquired Ply Gem in 2004, we have been very pleased by the company’s performance and growth trajectory.  We continue to be impressed with the quality of the Ply Gem business and its leadership team as they continue to demonstrate strong financial performance against the challenging market conditions that currently exist in the residential housing market. We look forward to working with Ply Gem’s management team to continue building the business."
 
 
About Ply Gem
 
 
Ply Gem Industries, headquartered in Kearney, Missouri, manufactures and markets a range of products for use in the residential new construction, do-it-yourself and professional renovation markets. Principal products include vinyl siding, windows, patio doors, fencing, railing, decking and accessories and aluminum window and siding products marketed under the MW, Patriot, Alenco, Great Lakes, Mastic, Alcoa Home Exteriors, Variform, Napco, Kroy and CWD brand names.
 
 
About Caxton-Iseman Capital
 
 
Caxton-Iseman Capital, Inc. is a New York-based private equity firm. In addition to Ply Gem, its portfolio companies include Buffets Inc., a leading owner and operator of buffet-style restaurants; Electrograph Systems, Inc., a leading national value-added distributor of display technology solutions; Valley National Gases, Inc., the largest independent distributor of industrial, specialty and medical gases; American Residential Services L.L.C., one of the nation’s leading providers of HVAC and plumbing services; KIK Custom Products, one of North America’s largest custom manufacturer of consumer products; and Prodigy Health Group, Inc., a heath care service company.  Caxton-Iseman’s investment vehicles have available capital in excess of $2 billion.
 
 
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