-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3zJx1AckyeIuKeG7MtjVyHKN1JipOZ0yzuv1t5vAQAIfBlSKkk/SroLgv7XItfp NZGB73leX+F8jfHnFZRsXA== 0001284807-06-000067.txt : 20061220 0001284807-06-000067.hdr.sgml : 20061220 20061220122427 ACCESSION NUMBER: 0001284807-06-000067 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061220 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20061220 DATE AS OF CHANGE: 20061220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-114041-07 FILM NUMBER: 061288809 BUSINESS ADDRESS: STREET 1: 303 WEST MAJOR STREET CITY: KEARNEY STATE: MO ZIP: 64060 BUSINESS PHONE: 8008002244 MAIL ADDRESS: STREET 1: 303 WEST MAJOR STREET CITY: KEARNEY STATE: MO ZIP: 64060 8-K 1 form8-k.htm PLY GEM FORM 8-K FOR 12/14/2006 Ply Gem Form 8-K for 12/14/2006

UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of report (Date of earliest event reported) December 14, 2006
 
PLY GEM HOLDINGS, INC.
(Exact Name of Registrant as Specified in Its Charter)


Delaware
333-114041
20-0645710
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)


185 PLATTE CLAY WAY
KEARNEY, MISSOURI
 
64060
(Address of principal executive offices)
(Zip Code)


(800) 800-2244
(Registrant’s Telephone Number, Including Area Code)

NOT APPLICABLE
(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


ITEM 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
 
On December 14, 2006, the Board of Directors of Ply Gem Holdings, Inc. (the “Corporation”) approved the addition of Mr. Timothy T. Hall as a member of the Board of Directors for the Corporation and as a member of the audit committee. Mr. Hall is a Principal at Caxton-Iseman Capital, Inc. where as a member of the investment team, he initiates, evaluates, and structures transactions, coordinates and conducts due diligence, and participates in the oversight of Caxton-Iseman portfolio companies, including the Corporation. For information on related party transactions between the Corporation and Caxton-Iseman Capital, Inc. and its affiliates, please refer to our Annual Report on Form 10-K. Mr. Hall was previously a Vice President at FrontLine Capital, and an Assistant Vice President at GE Equity.






 
SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.
 
    Dated: December 20, 2006
 
PLY GEM HOLDINGS, INC.
 
By:  /s/ Shawn K. Poe  
                                    Name: Shawn K. Poe
                                    Title: Vice President, Chief Financial Officer,
                                            60;Treasurer and Secretary
 

 
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