0000950142-17-002152.txt : 20171205 0000950142-17-002152.hdr.sgml : 20171205 20171205161544 ACCESSION NUMBER: 0000950142-17-002152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171201 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckley John L CENTRAL INDEX KEY: 0001576918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 171239832 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1701196_4-buckley.xml OWNERSHIP DOCUMENT X0306 4 2017-12-01 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001576918 Buckley John L C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 1 0 President, Siding Group Restricted Stock Units 2017-12-01 4 A 0 14662 0 A Common Stock 14662 14662 D Each restricted stock unit represents a contingent right to receive one share of common stock of Ply Gem Holdings, Inc. (the "Issuer"). The restricted stock units vest on January 1, 2020 (the "Vesting Date"), subject to the reporting person's continuing employment with the Issuer. If the reporting person is terminated without cause or for good reason, a portion of the restricted stock units will vest on the Vesting Date in a number equal to the proportion of days that have elapsed during the period beginning on the grant date and ending on the date of such termination, compared to the days that would elapse during the period beginning on the grant date and ending on the Vesting Date. If the reporting person is terminated due to death or disability, all restricted stock units will vest upon such termination. /s/ Timothy D. Johnson, attorney-in-fact 2017-12-05