0000950142-17-002152.txt : 20171205
0000950142-17-002152.hdr.sgml : 20171205
20171205161544
ACCESSION NUMBER: 0000950142-17-002152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171201
FILED AS OF DATE: 20171205
DATE AS OF CHANGE: 20171205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buckley John L
CENTRAL INDEX KEY: 0001576918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35930
FILM NUMBER: 171239832
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY, SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC
CENTRAL INDEX KEY: 0001284807
STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
IRS NUMBER: 200645710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
BUSINESS PHONE: 919-677-3900
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
4
1
es1701196_4-buckley.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-01
0
0001284807
PLY GEM HOLDINGS INC
PGEM
0001576918
Buckley John L
C/O PLY GEM HOLDINGS, INC.
5020 WESTON PARKWAY, SUITE 400
CARY
NC
27513
0
1
1
0
President, Siding Group
Restricted Stock Units
2017-12-01
4
A
0
14662
0
A
Common Stock
14662
14662
D
Each restricted stock unit represents a contingent right to receive one share of common stock of Ply Gem Holdings, Inc. (the "Issuer").
The restricted stock units vest on January 1, 2020 (the "Vesting Date"), subject to the reporting person's continuing employment with the Issuer. If the reporting person is terminated without cause or for good reason, a portion of the restricted stock units will vest on the Vesting Date in a number equal to the proportion of days that have elapsed during the period beginning on the grant date and ending on the date of such termination, compared to the days that would elapse during the period beginning on the grant date and ending on the Vesting Date. If the reporting person is terminated due to death or disability, all restricted stock units will vest upon such termination.
/s/ Timothy D. Johnson, attorney-in-fact
2017-12-05