0000950142-17-000040.txt : 20170104 0000950142-17-000040.hdr.sgml : 20170104 20170104181251 ACCESSION NUMBER: 0000950142-17-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170101 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Timothy D CENTRAL INDEX KEY: 0001576926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 17507619 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1700139_4-johnson.xml OWNERSHIP DOCUMENT X0306 4 2017-01-01 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001576926 Johnson Timothy D C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 1 0 General Counsel Common stock 2017-01-01 4 A 0 2949 0 A 2949 D These shares were issued as a settlement award pursuant to the Restricted Unit Award Agreement dated October 1, 2014. /s/ Timothy D. Johnson 2017-01-04