0000950142-15-000050.txt : 20150108
0000950142-15-000050.hdr.sgml : 20150108
20150108202322
ACCESSION NUMBER: 0000950142-15-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150102
FILED AS OF DATE: 20150108
DATE AS OF CHANGE: 20150108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC
CENTRAL INDEX KEY: 0001284807
STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
IRS NUMBER: 200645710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
BUSINESS PHONE: 919-677-3900
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wayne John
CENTRAL INDEX KEY: 0001576831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35930
FILM NUMBER: 15517438
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY, SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
4
1
es1500142_4-wayne.xml
OWNERSHIP DOCUMENT
X0306
4
2015-01-02
0
0001284807
PLY GEM HOLDINGS INC
PGEM
0001576831
Wayne John
C/O PLY GEM HOLDINGS, INC.
5020 WESTON PARKWAY, SUITE 400
CARY
NC
27513
0
1
1
0
EVP, Chief Operating Officer
Common stock
2015-01-02
4
S
0
16170
13.33
D
218546
D
Common stock
2015-01-05
4
S
0
15401
13.28
D
203145
D
Common stock
2015-01-06
4
S
0
31816
13.51
D
171329
D
Common stock
2015-01-07
4
S
0
28639
13.74
D
142690
D
Common stock
2015-01-08
4
S
0
25332
14.21
D
117358
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.96, inclusive. The reporting person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $13.43, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.28 to $13.58, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.51 to $13.81, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.80 to $14.62, inclusive.
/s/ Timothy D. Johnson, attorney-in-fact
2015-01-08