0000950142-15-000044.txt : 20150107 0000950142-15-000044.hdr.sgml : 20150107 20150107182642 ACCESSION NUMBER: 0000950142-15-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150105 FILED AS OF DATE: 20150107 DATE AS OF CHANGE: 20150107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Timothy D CENTRAL INDEX KEY: 0001576926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 15514513 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1500137_4-johnson.xml OWNERSHIP DOCUMENT X0306 4 2015-01-05 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001576926 Johnson Timothy D C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 1 0 General Counsel, VP Employee stock option (right to buy) 13.40 2015-01-05 4 A 0 5000 0 A 2025-01-05 Common stock 5000 5000 D The option vests in three equal annual installments beginning on January 5, 2016. /s/ Timothy D. Johnson 2015-01-07