0000950142-14-000644.txt : 20140313 0000950142-14-000644.hdr.sgml : 20140313 20140313172108 ACCESSION NUMBER: 0000950142-14-000644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140311 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmoll David N CENTRAL INDEX KEY: 0001576876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 14691924 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1400440_4-schmoll.xml OWNERSHIP DOCUMENT X0306 4 2014-03-11 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001576876 Schmoll David N C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 1 0 SVP, Human Resources Employee stock option (right to buy) 12.35 2014-03-11 4 A 0 7200 0 A 2024-03-11 Common stock 7200 7200 D The option vests in three equal annual installments beginning on March 11, 2015. /s/ Timothy D. Johnson, attorney-in-fact 2014-03-13