0000950142-14-000644.txt : 20140313
0000950142-14-000644.hdr.sgml : 20140313
20140313172108
ACCESSION NUMBER: 0000950142-14-000644
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140311
FILED AS OF DATE: 20140313
DATE AS OF CHANGE: 20140313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC
CENTRAL INDEX KEY: 0001284807
STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
IRS NUMBER: 200645710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
BUSINESS PHONE: 919-677-3900
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY
STREET 2: SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmoll David N
CENTRAL INDEX KEY: 0001576876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35930
FILM NUMBER: 14691924
MAIL ADDRESS:
STREET 1: 5020 WESTON PARKWAY, SUITE 400
CITY: CARY
STATE: NC
ZIP: 27513
4
1
es1400440_4-schmoll.xml
OWNERSHIP DOCUMENT
X0306
4
2014-03-11
0
0001284807
PLY GEM HOLDINGS INC
PGEM
0001576876
Schmoll David N
C/O PLY GEM HOLDINGS, INC.
5020 WESTON PARKWAY, SUITE 400
CARY
NC
27513
0
1
1
0
SVP, Human Resources
Employee stock option (right to buy)
12.35
2014-03-11
4
A
0
7200
0
A
2024-03-11
Common stock
7200
7200
D
The option vests in three equal annual installments beginning on March 11, 2015.
/s/ Timothy D. Johnson, attorney-in-fact
2014-03-13