0000950142-14-000640.txt : 20140313 0000950142-14-000640.hdr.sgml : 20140313 20140313171653 ACCESSION NUMBER: 0000950142-14-000640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140311 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinhafel Arthur W. CENTRAL INDEX KEY: 0001601829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 14691862 MAIL ADDRESS: STREET 1: C/O PLYGEM HOLDINGS, INC. STREET 2: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 4 1 es1400443_4-steinhafel.xml OWNERSHIP DOCUMENT X0306 4 2014-03-11 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001601829 Steinhafel Arthur W. C/O PLYGEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 0 0 Pres., U.S. Windows and Doors Employee stock option (right to buy) 12.35 2014-03-11 4 A 0 7200 0 A 2024-03-11 Common stock 7200 7200 D The option vests in three equal annual installments beginning on March 11, 2015. Exhibit 24.1: Power of Attorney /s/ Timothy D. Johnson, attorney-in-fact 2014-03-13