0000950142-14-000639.txt : 20140313 0000950142-14-000639.hdr.sgml : 20140313 20140313171531 ACCESSION NUMBER: 0000950142-14-000639 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130812 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinhafel Arthur W. CENTRAL INDEX KEY: 0001601829 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 14691843 MAIL ADDRESS: STREET 1: C/O PLYGEM HOLDINGS, INC. STREET 2: 5020 WESTON PARKWAY, SUITE 400 CITY: CARY STATE: NC ZIP: 27513 3 1 es1400442_3-steinhafel.xml OWNERSHIP DOCUMENT X0206 3 2013-08-12 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001601829 Steinhafel Arthur W. C/O PLYGEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 0 1 0 0 Pres., U.S. Windows and Doors Common stock 12143 D Employee stock option (right to buy) 12.35 2020-04-28 Common stock 58285 D Employee stock option (right to buy) 15.44 2022-12-11 Common stock 32381 D The option vests in five equal annual installments beginning on April 28, 2011. The option vests in five equal annual installments beginning on December 11, 2013. Exhibit 24.1: Power of Attorney /s/ Timothy D. Johnson, as attorney-in-fact 2014-03-13 EX-24.1 2 es1400442_ex2401.htm POWER OF ATTORNEY Unassociated Document
EXHIBIT 24.1
 
 
POWER OF ATTORNEY
 
Know all by these presents, that the undersigned hereby constitutes and appoints each of the following officers of Ply Gem Holdings, Inc. (the “Company”):
 
(i) General Counsel,
 
(ii) Chief Financial Officer,
 
(iii) Chief Executive Officer,
 
(iv) Senior Legal Counsel, and
 
(v) Controller
 
signing singly, and with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:
 
(1)           execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of the Company, Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder (the “Exchange Act”);
 
(2)           do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
 
(3)           take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.
 
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.  This Power of Attorney revokes all other powers of attorney that the undersigned has previously granted concerning the matters described herein.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of March, 2014.
 
 
       
 
   /s/ Arthur W. Steinhafel  
    Signature   
       
    Arthur W. Steinhafel  
    Print Name