SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Allecta Julie

(Last) (First) (Middle)
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800

(Street)
HOUSTON TX 77027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Salient Midstream & MLP Fund [ SMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Allecta Julie

(Last) (First) (Middle)
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
CARROLL JONATHAN P

(Last) (First) (Middle)
4265 SAN FELIPE
8TH FLOOR

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Gambs Arthur John III

(Last) (First) (Middle)
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Harris Bernard A Jr

(Last) (First) (Middle)
3411 ERIN KNOLL CT

(Street)
HOUSTON TX 77059

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Mardikian Haig G.

(Last) (First) (Middle)
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Bachtold Paul Axtell

(Last) (First) (Middle)
4265 SAN FELIPE
8TH FLOOR

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Compliance Officer
1. Name and Address of Reporting Person*
BAYAZITOGLU KRISTEN LINDSAY

(Last) (First) (Middle)
4265 SAN FELIPE STREET
8TH FLOOR

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Secretary
1. Name and Address of Reporting Person*
Gardner Frank Theodore III

(Last) (First) (Middle)
4265 SAN FELIPE
8TH FLOOR

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
Portfolio Manager
1. Name and Address of Reporting Person*
Leonhardt Stephen W

(Last) (First) (Middle)
4265 SAN FELIPE STREET
8TH FLOOR

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Financial Officer
1. Name and Address of Reporting Person*
Reid Gregory Allen

(Last) (First) (Middle)
4265 SAN FELIPE
8TH FLOOR

(Street)
HOUSTON TX 77027

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
Explanation of Responses:
Remarks:
Salient Midstream & MLP Fund was reorganized with and into Salient MLP & Energy Infrastructure Fund.
Julie Allecta 09/14/2022
Jonathan P Carroll 09/14/2022
John A Gambs 09/14/2022
Bernard A Harris Jr. 09/14/2022
G Haig Mardikian 09/14/2022
Paul A Bachtold 09/14/2022
Kristen Bayazitoglu 09/14/2022
Frank Theodore Gardner 09/14/2022
Stephen W Leonhardt 09/14/2002
Gregory A Reid 09/14/2002
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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