0001534293-22-000003.txt : 20220914 0001534293-22-000003.hdr.sgml : 20220914 20220914154539 ACCESSION NUMBER: 0001534293-22-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220914 FILED AS OF DATE: 20220914 DATE AS OF CHANGE: 20220914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL JONATHAN P CENTRAL INDEX KEY: 0001284154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242965 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Bernard A Jr CENTRAL INDEX KEY: 0001337906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242963 MAIL ADDRESS: STREET 1: 3411 ERIN KNOLL CT CITY: HOUSTON STATE: TX ZIP: 77059 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bachtold Paul Axtell CENTRAL INDEX KEY: 0001498561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242961 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardner Frank Theodore III CENTRAL INDEX KEY: 0001521102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242959 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gambs Arthur John III CENTRAL INDEX KEY: 0001752944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242964 MAIL ADDRESS: STREET 1: C/O SALIENT MIDSTREAM & MLP FUND STREET 2: 4265 SAN FELIPE STE 800 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leonhardt Stephen W CENTRAL INDEX KEY: 0001923292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242958 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAYAZITOGLU KRISTEN LINDSAY CENTRAL INDEX KEY: 0001747033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242960 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mardikian Haig G. CENTRAL INDEX KEY: 0001752502 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242962 MAIL ADDRESS: STREET 1: C/O SALIENT MIDSTREAM & MLP FUND STREET 2: 4265 SAN FELIPE STE 800 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allecta Julie CENTRAL INDEX KEY: 0001752781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242966 MAIL ADDRESS: STREET 1: C/O SALIENT MIDSTREAM & MLP FUND STREET 2: 4265 SAN FELIPE STE 800 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reid Gregory Allen CENTRAL INDEX KEY: 0001521104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22626 FILM NUMBER: 221242957 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Salient Midstream & MLP Fund CENTRAL INDEX KEY: 0001534293 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-993-4675 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-09-14 1 0001534293 Salient Midstream & MLP Fund SMM 0001752781 Allecta Julie C/O SALIENT MIDSTREAM & MLP FUND 4265 SAN FELIPE STE 800 HOUSTON TX 77027 1 0 0 0 0001284154 CARROLL JONATHAN P 4265 SAN FELIPE 8TH FLOOR HOUSTON TX 77027 1 0 0 0 0001752944 Gambs Arthur John III C/O SALIENT MIDSTREAM & MLP FUND 4265 SAN FELIPE STE 800 HOUSTON TX 77027 1 0 0 0 0001337906 Harris Bernard A Jr 3411 ERIN KNOLL CT HOUSTON TX 77059 1 0 0 0 0001752502 Mardikian Haig G. C/O SALIENT MIDSTREAM & MLP FUND 4265 SAN FELIPE STE 800 HOUSTON TX 77027 1 0 0 0 0001498561 Bachtold Paul Axtell 4265 SAN FELIPE 8TH FLOOR HOUSTON TX 77027 0 1 0 0 Chief Compliance Officer 0001747033 BAYAZITOGLU KRISTEN LINDSAY 4265 SAN FELIPE STREET 8TH FLOOR HOUSTON TX 77027 0 1 0 0 Secretary 0001521102 Gardner Frank Theodore III 4265 SAN FELIPE 8TH FLOOR HOUSTON TX 77027 0 0 0 1 Portfolio Manager 0001923292 Leonhardt Stephen W 4265 SAN FELIPE STREET 8TH FLOOR HOUSTON TX 77027 0 1 0 0 Principal Financial Officer 0001521104 Reid Gregory Allen 4265 SAN FELIPE 8TH FLOOR HOUSTON TX 77027 1 1 0 0 President and CEO Salient Midstream & MLP Fund was reorganized with and into Salient MLP & Energy Infrastructure Fund. Julie Allecta 2022-09-14 Jonathan P Carroll 2022-09-14 John A Gambs 2022-09-14 Bernard A Harris Jr. 2022-09-14 G Haig Mardikian 2022-09-14 Paul A Bachtold 2022-09-14 Kristen Bayazitoglu 2022-09-14 Frank Theodore Gardner 2022-09-14 Stephen W Leonhardt 2002-09-14 Gregory A Reid 2002-09-14