0001209191-18-019434.txt : 20180313
0001209191-18-019434.hdr.sgml : 20180313
20180313202028
ACCESSION NUMBER: 0001209191-18-019434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180309
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REARDON JOHN RALPH
CENTRAL INDEX KEY: 0001283973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 18688090
MAIL ADDRESS:
STREET 1: 2114 OPAL RIDGE
CITY: VISTA
STATE: CA
ZIP: 92081
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS INC
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-09
0
0001394056
ONE STOP SYSTEMS INC
OSS
0001283973
REARDON JOHN RALPH
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
1
0
0
0
Common Stock
2018-03-09
2018-03-09
4
F
0
20902
1.00
A
145422
I
By: Reardon Family Trust dated August 31, 2011
Employee Stock Option (right to buy)
1.00
2018-03-09
2018-03-09
4
M
0
25000
0.00
D
2009-04-01
2018-03-31
Common Stock
25000
0
D
Represents a "net exercise" of outstanding stock options. The reporting person received 20,902 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 4,098 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on March 9, 2018 of $6.10.
Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon.
/s/ John Reardon
2018-03-13