0001209191-18-019434.txt : 20180313 0001209191-18-019434.hdr.sgml : 20180313 20180313202028 ACCESSION NUMBER: 0001209191-18-019434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REARDON JOHN RALPH CENTRAL INDEX KEY: 0001283973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 18688090 MAIL ADDRESS: STREET 1: 2114 OPAL RIDGE CITY: VISTA STATE: CA ZIP: 92081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS INC CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-09 0 0001394056 ONE STOP SYSTEMS INC OSS 0001283973 REARDON JOHN RALPH 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 0 0 0 Common Stock 2018-03-09 2018-03-09 4 F 0 20902 1.00 A 145422 I By: Reardon Family Trust dated August 31, 2011 Employee Stock Option (right to buy) 1.00 2018-03-09 2018-03-09 4 M 0 25000 0.00 D 2009-04-01 2018-03-31 Common Stock 25000 0 D Represents a "net exercise" of outstanding stock options. The reporting person received 20,902 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 4,098 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on March 9, 2018 of $6.10. Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon. /s/ John Reardon 2018-03-13