-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQwi4j976CDkq3bpZnG+PDm/2TdEkcOkBwgDYCa09LByh4TeVBeo3ZtqCUEsWxcg VcdzD9le1jJ+fjaAL2mYdQ== 0000950134-07-021876.txt : 20071024 0000950134-07-021876.hdr.sgml : 20071024 20071024172521 ACCESSION NUMBER: 0000950134-07-021876 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071024 DATE AS OF CHANGE: 20071024 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: METROPCS COMMUNICATIONS INC CENTRAL INDEX KEY: 0001283699 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 200836269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33409 FILM NUMBER: 071188812 BUSINESS ADDRESS: STREET 1: 8144 WALNUT HILL LANE STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75231-4388 BUSINESS PHONE: 214-265-2550 MAIL ADDRESS: STREET 1: 8144 WALNUT HILL LANE STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75231-4388 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Yucaipa Corporate Initiatives Fund I, LP CENTRAL INDEX KEY: 0001330610 RELATIONSHIP: OTHER IRS NUMBER: 954872485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 BUSINESS PHONE: 310-789-7200 MAIL ADDRESS: STREET 1: 9130 WEST SUNSET BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90069 144 1 a34449e144.htm FORM 144 e144
 

OMB APPROVAL
OMB Number: 3235-0101
Expires: December 31, 2009
Estimated average burden
hours per response...2.00

 
SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
WORK LOCATION

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
     
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.


1(a) Name of Issuer   (b) IRS Ident. No.   (c) S.E.C. File No.
 
  MetroPCS Communications, Inc.     20-0836269     1-33409
 
   
   
 
(d) Address of Issuer         (e) Telephone No.
 
  8144 Walnut Hill Lane, Suite 800
    Dallas ,  TX    75231     214   265-2550
 
   
   
  (Street)     (City)      (State)       (Zip Code)     (Area Code)   (Number)
 
2(a) Name of Person For Whose Account the
Securities are to be Sold
        (b) Relationship to Issuer
 
  Yucaipa Corporate Initiatives Fund I, LP         N/A
 
   
   
 
(c) Address            
 
  9130 West Sunset Boulevard
    Los Angeles ,  CA    90069    
 
   
     
  (Street)     (City)      (State)        (Zip Code)      

INSTRUCTION:   The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number


 


                               
3(a)
Title of the
Class of
Securities to
be Sold
  (b)
Name and Address
of Each Broker
Through Whom the
Securities are to be
Offered or Each
Market Maker Who
is Acquiring the Securities
SEC USE
ONLY




Broker-Dealer
File Numb er
(c)
Number of
Shares or Other
Units to be Sold

(See Instr. 3(c))
(d)
Aggregate
Market Value

(See Instr. 3(d))
(e)
Number of
Shares or Other
Units Outstanding

(See Instr. 3(e))
(f)
Approximate
Date of Sale
(Mo/Day/Yr)

(See Instr. 3(f))
  (g)
Name of Each
Securities
Exchange

(See Instr. 3(g))

Common   Kevin Dann & Partners LLC
400 Madison Avenue Suite 4-A
New York, NY 10017
    3,027,052     $59,451,301(1)     346,728,450   October 24, 2007   NYSE

(1) Based on the closing price as of October 23, 2007.                

                 

INSTRUCTIONS:
      
1. (a) Name of issuer
(b)Issuer’s I.R.S. Identification Number
(c) Issuer’s S.E.C. file number, if any
(d)Issuer’s address, including zip code
(e)Issuer’s telephone number, including area code
 
2.(a)Name of person for whose accou nt the securities are to be sold
(b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
(c) Such person’s address, including zip code
 
3. (a)Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d)Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
(f)Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold

Page 2


 

 
                             

TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of the Class   Date You
Acquired
  Nature of Acquisition
Transaction
  Name of Person from
Whom Acquired
(if gift, also give
date donor acquired)
  Amount of
Securities
Acquired
  Date of
Payment
  Nature of
Payment

Common   12/15/2005   Purchase   Various (See attached)     3,027,052 (see remarks)     Various (See attached)   Cash

               

               

INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
                         

TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold
during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller   Title of Securities Sold   Date of Sale   Amount of Securities Sold   Gross Proceeds

               

               

               

Page 3


 

REMARKS:

Yucaipa Corporate Initiatives Fund I, LP (“YCIF”) acquired shares of (i) the issuer's common stock, par value $0.0001 per share (“Common Stock”) and (ii) Series D Convertible Preferred Stock (the “Series D Shares”) in a series of purchase transactions that took place on December 15, 2005. The shares of Common Stock to be sold pursuant to this Form 144 include those shares of Common Stock purchased on December 15, 2005 as well as those shares of Common Stock issued upon conversion of the Series D Shares.

INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
  ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed.
 
October 24, 2007   /s/ Robert P. Bermingham

DATE OF NOTICE
 
(SIGNATURE)

The notice shall be signed by the persons for whose account the securities are to be sold.
At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.

ATTENTION:
Intentional misstatements or omission of facts constitute
Federal Criminal Violations (See 18 U.S.C. 1001)

Page 4


 

TABLE I — SECURITIES TO BE SOLD
         
    Name of Person from Whom Acquired    
Date you Acquired   (If gift, also give date donor acquired)   Date of Payment
12/15/2005
  Madison Dearborn Capital Partners IV, L.P.   12/15/2005
12/15/2005
  TA IX, L.P.   12/15/2005
12/15/2005
  TA/Atlantic and Pacific V L.P.   12/15/2005
12/15/2005
  TA Strategic Partners Fund A, L.P.   12/15/2005
12/15/2005
  TA Strategic Partners Fund B, L.P.   12/15/2005
12/15/2005
  TA Investors II, L.P.   12/15/2005
12/15/2005
  Ralph Baruch Revocable Trust   12/15/2005
12/15/2005
  Madison Dearborn Capital Partners IV, L.P.   12/15/2005
12/15/2005
  TA IX, L.P.   12/15/2005
12/15/2005
  TA/Atlantic and Pacific V L.P.   12/15/2005
12/15/2005
  TA Strategic Partners Fund A, L.P.   12/15/2005
12/15/2005
  TA Strategic Partners Fund B, L.P.   12/15/2005
12/15/2005
  TA Investors II, L.P.   12/15/2005
12/15/2005
  Ellen M. Poss   12/15/2005
12/15/2005
  Deborah E. Smith   12/15/2005
12/15/2005
  Karen L. Loverde Albregts   12/15/2005
12/15/2005
  Ralph Baruch Revocable Trust   12/15/2005
12/15/2005
  David R. Jensen   12/19/2005

-----END PRIVACY-ENHANCED MESSAGE-----