-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AxyDymBn6xlmOaUPpiy8vkOJbMg+uLimdwby2US0F6lnge00ao8Mt3M6fSRqNsVf bV4QtPySWPT7zw/ASr9Viw== 0001104659-09-062208.txt : 20091103 0001104659-09-062208.hdr.sgml : 20091103 20091103170730 ACCESSION NUMBER: 0001104659-09-062208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE CHRISTOPHER A CENTRAL INDEX KEY: 0001283401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34516 FILM NUMBER: 091155219 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS 14TH FL CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (646) 562-1000 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 4 1 a4.xml 4 X0303 4 2009-11-02 0 0001466538 COWEN GROUP, INC. COWN 0001283401 WHITE CHRISTOPHER A C/O COWEN GROUP, INC. 599 LEXINGTON AVENUE NEW YORK NY 10022 0 1 0 0 CFO and Treasurer Class A Common Stock 2009-11-02 4 A 0 115533 0 A 115533 D Class A Common Stock 2009-11-02 4 A 0 59978 A 175511 D Class A Common Stock 2009-11-02 4 A 0 200 A 200 I By children Stock Option (right to buy) 16.00 2009-11-02 4 A 0 19276 0 A 2009-11-02 2013-07-12 Class A Common Stock 19276 19276 D This is restricted stock that will vest with respect to 50% of the shares on each of the second and third anniversaries of the grant date. Received in exchange for 59,978 shares of common stock of Cowen Holdings, Inc. (f/k/a Cowen Group, Inc.) ("Cowen Holdings") in connection with the merger of Lexington Merger Corp., a wholly owned subsidiary of the Issuer (f/k/a LexingtonPark Parent Corp.), with and into Cowen Holdings (the "Merger"). Received in exchange for 200 shares of common stock of Cowen Holdings in connection with the Merger. Received upon conversion of 19,276 stock options of Cowen Holdings in connection with the Merger. /s/ Christopher A. White 2009-11-02 -----END PRIVACY-ENHANCED MESSAGE-----