0001209191-20-044068.txt : 20200730 0001209191-20-044068.hdr.sgml : 20200730 20200730192356 ACCESSION NUMBER: 0001209191-20-044068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200728 FILED AS OF DATE: 20200730 DATE AS OF CHANGE: 20200730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOK SCOTT L CENTRAL INDEX KEY: 0001288439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 201062043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-28 0 0001282977 GREENHILL & CO INC GHL 0001288439 BOK SCOTT L GREENHILL & CO., INC. 300 PARK AVENUE NEW YORK NY 10022 1 1 1 0 Chairman & CEO Common Stock 2020-07-28 4 P 0 27284 10.43 A 894747 I See Footnote Common Stock 2020-07-29 4 P 0 57383 10.94 A 952130 I See Footnote Common Stock 2020-07-30 4 P 0 63947 11.21 A 1016077 I See Footnote Common Stock 288783 I See Footnote Common Stock 267958 I By grantor retained annuity trust Common Stock 263917 I By grantor retained annuity trust Common Stock 178662 I By grantor retained annuity trust Common Stock 90144 D These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities. On November 7, 2018, Mr. Bok contributed 409,859 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 8, 2019, 141,901 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2018 Annuity Trust. On May 6, 2019, Mr. Bok contributed 263,917 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. /s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok 2020-07-30