0001209191-20-008561.txt : 20200212 0001209191-20-008561.hdr.sgml : 20200212 20200212061742 ACCESSION NUMBER: 0001209191-20-008561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200206 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RODRIGUEZ HAROLD J JR CENTRAL INDEX KEY: 0001288447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 20599643 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-06 0 0001282977 GREENHILL & CO INC GHL 0001288447 RODRIGUEZ HAROLD J JR GREENHILL & CO., INC. 300 PARK AVENUE NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Common Stock 2020-02-06 4 M 0 29425 21.30 A 103210 D Common Stock 2020-02-06 4 F 0 14604 21.30 D 88606 D Common Stock 2020-02-06 4 M 0 6919 21.30 A 95525 D Common Stock 2020-02-06 4 F 0 3389 21.30 D 92136 D Common Stock 2020-02-06 4 M 0 7093 21.30 A 99229 D Common Stock 2020-02-06 4 F 0 3474 21.30 D 95755 D Common Stock 52285 I See footnote Restricted Stock Units 2020-02-06 4 M 0 29425 0.00 D Common Stock 29425 0 D Restricted Stock Units 2020-02-06 4 M 0 6919 0.00 D Common Stock 6919 6920 D Restricted Stock Units 2020-02-06 4 M 0 7093 0.00 D Common Stock 7093 7093 D These shares are directly owned by Jacquelyn F. Rodriguez, the wife of Harold J. Rodriguez, Jr. This restricted stock unit award was granted on February 9, 2015 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in increments of 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 30% on the third anniversary of the date of grant and 30% on the fourth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. /s/ Harold J. Rodriguez, Jr. 2020-02-12