0001209191-20-008561.txt : 20200212
0001209191-20-008561.hdr.sgml : 20200212
20200212061742
ACCESSION NUMBER: 0001209191-20-008561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200206
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RODRIGUEZ HAROLD J JR
CENTRAL INDEX KEY: 0001288447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32147
FILM NUMBER: 20599643
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENHILL & CO INC
CENTRAL INDEX KEY: 0001282977
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510500737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-389-1500
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-06
0
0001282977
GREENHILL & CO INC
GHL
0001288447
RODRIGUEZ HAROLD J JR
GREENHILL & CO., INC.
300 PARK AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Common Stock
2020-02-06
4
M
0
29425
21.30
A
103210
D
Common Stock
2020-02-06
4
F
0
14604
21.30
D
88606
D
Common Stock
2020-02-06
4
M
0
6919
21.30
A
95525
D
Common Stock
2020-02-06
4
F
0
3389
21.30
D
92136
D
Common Stock
2020-02-06
4
M
0
7093
21.30
A
99229
D
Common Stock
2020-02-06
4
F
0
3474
21.30
D
95755
D
Common Stock
52285
I
See footnote
Restricted Stock Units
2020-02-06
4
M
0
29425
0.00
D
Common Stock
29425
0
D
Restricted Stock Units
2020-02-06
4
M
0
6919
0.00
D
Common Stock
6919
6920
D
Restricted Stock Units
2020-02-06
4
M
0
7093
0.00
D
Common Stock
7093
7093
D
These shares are directly owned by Jacquelyn F. Rodriguez, the wife of Harold J. Rodriguez, Jr.
This restricted stock unit award was granted on February 9, 2015 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in increments of 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 30% on the third anniversary of the date of grant and 30% on the fourth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 6, 2020, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
/s/ Harold J. Rodriguez, Jr.
2020-02-12