0001209191-19-008322.txt : 20190207
0001209191-19-008322.hdr.sgml : 20190207
20190207202524
ACCESSION NUMBER: 0001209191-19-008322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190205
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RODRIGUEZ HAROLD J JR
CENTRAL INDEX KEY: 0001288447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32147
FILM NUMBER: 19577009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENHILL & CO INC
CENTRAL INDEX KEY: 0001282977
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510500737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-389-1500
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-05
0
0001282977
GREENHILL & CO INC
GHL
0001288447
RODRIGUEZ HAROLD J JR
GREENHILL & CO., INC.
300 PARK AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Common Stock
2019-02-05
4
M
0
20113
0.00
A
77035
D
Common Stock
2019-02-05
4
F
0
9448
25.21
D
67587
D
Common Stock
2019-02-05
4
M
0
6919
0.00
A
74506
D
Common Stock
2019-02-05
4
F
0
3250
25.21
D
71256
D
Common Stock
2019-02-05
4
M
0
4729
0.00
A
75985
D
Common Stock
2019-02-05
4
F
0
2200
25.21
D
73785
D
Common Stock
52285
I
See footnote
Restricted Stock Units
2019-02-05
4
M
0
20113
0.00
D
Common Stock
20113
0
D
Restricted Stock Units
2019-02-05
4
M
0
6919
0.00
D
Common Stock
6919
13839
D
Restricted Stock Units
2019-02-05
4
M
0
4729
0.00
D
Common Stock
4729
14186
D
Restricted Stock Units
2019-02-05
4
A
0
49583
0.00
A
Common Stock
49583
49583
D
These shares are directly owned by Jacquelyn F. Rodriguez, the wife of Harold J. Rodriguez, Jr.
This restricted stock unit award was granted on February 4, 2014 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 5, 2019, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 5, 2019, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in increments of 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 30% on the third anniversary of the date of grant and 30% on the fourth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 5, 2019, the second vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
This restricted stock unit award was granted on February 5, 2019 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vests in increments of 50% on the fifth anniversary of the date of grant and 50% on the sixth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof.
/s/ Harold J. Rodriguez, Jr.
2019-02-07