0001209191-18-058315.txt : 20181113 0001209191-18-058315.hdr.sgml : 20181113 20181113170848 ACCESSION NUMBER: 0001209191-18-058315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOK SCOTT L CENTRAL INDEX KEY: 0001288439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 181179007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-08 0 0001282977 GREENHILL & CO INC GHL 0001288439 BOK SCOTT L GREENHILL & CO., INC. 300 PARK AVENUE NEW YORK NY 10022 1 1 0 0 Chief Executive Officer Common Stock 2018-11-08 4 P 0 42500 23.26 A 550109 I See Footnote Common Stock 2018-11-09 4 P 0 43910 22.91 A 594019 I See Footnote Common Stock 2018-11-12 4 P 0 92574 22.24 A 686593 I See Footnote Common Stock 2018-11-13 4 P 0 41650 22.40 A 728243 I See Footnote Common Stock 288783 I See Footnote Common Stock 169652 I By grantor retained annuity trust Common Stock 409859 I By grantor retained annuity trust These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. On August 28, 2018, 366,667 of these shares were transferred to Bok Family Partners, L.P. by Mr. Bok. These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities. On November 16, 2015, Mr. Bok contributed 400,000 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children, of which 79,448 shares and 150,900 shares reverted back to Mr. Bok on November 16, 2016 and November 16, 2017, respectively, pursuant to the terms of such trust. On November 7, 2018, Mr. Bok contributed 409,859 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok 2018-11-13