0001209191-18-058315.txt : 20181113
0001209191-18-058315.hdr.sgml : 20181113
20181113170848
ACCESSION NUMBER: 0001209191-18-058315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181108
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOK SCOTT L
CENTRAL INDEX KEY: 0001288439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32147
FILM NUMBER: 181179007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREENHILL & CO INC
CENTRAL INDEX KEY: 0001282977
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510500737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 PARK AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-389-1500
MAIL ADDRESS:
STREET 1: 300 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-08
0
0001282977
GREENHILL & CO INC
GHL
0001288439
BOK SCOTT L
GREENHILL & CO., INC.
300 PARK AVENUE
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
Common Stock
2018-11-08
4
P
0
42500
23.26
A
550109
I
See Footnote
Common Stock
2018-11-09
4
P
0
43910
22.91
A
594019
I
See Footnote
Common Stock
2018-11-12
4
P
0
92574
22.24
A
686593
I
See Footnote
Common Stock
2018-11-13
4
P
0
41650
22.40
A
728243
I
See Footnote
Common Stock
288783
I
See Footnote
Common Stock
169652
I
By grantor retained annuity trust
Common Stock
409859
I
By grantor retained annuity trust
These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. On August 28, 2018, 366,667 of these shares were transferred to Bok Family Partners, L.P. by Mr. Bok.
These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
On November 16, 2015, Mr. Bok contributed 400,000 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children, of which 79,448 shares and 150,900 shares reverted back to Mr. Bok on November 16, 2016 and November 16, 2017, respectively, pursuant to the terms of such trust.
On November 7, 2018, Mr. Bok contributed 409,859 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok
2018-11-13